Date :
Time :
Points :
Fee :
Level : / Friday, 1 September 2017
11:00 am – 12:30 pm
1.5 CPD points
HK$400
Intermediate level, for delegates who have prior knowledge of the subject area / Language :
Venue : / English
TKP Conference Centre
23/F, Euro Trade Centre,
21-23 Des Voeux Road Central,
Hong Kong
About the course:
The course will cover the following issues:
·  Latest developments in listing mainland companies in Hong Kong;
·  Chinese regulatory requirements;
·  GEM and Main Board listing requirements;
·  Role of the Sponsor;
·  Procedures and timetable from a practical perspective;
·  Pre IPO investment;
·  Continuing obligations;
·  Notifiable and Connected transactions;
·  Corporate Governance
Course objective:
This course aims to provide you with all the essential information in relation to listing mainland companies in Hong Kong as well as the latest developments on the subject.
About the presenter:
Julia Charlton, Partner, Charltons
Julia Charlton is a Hong Kong and English qualified solicitor and has been practising law in Hong Kong since 1987. She is the founder and a partner of Charltons, a boutique Hong Kong law firm focussing on corporate finance. Julia practises as a corporate lawyer and has extensive experience in corporate finance both in Hong Kong and China. She has extensive experience of advising Hong Kong, Chinese and overseas businesses and financial institutions on capital raisings, M&A, investment and business activities in Hong Kong, China and internationally. She regularly advises listing applicants and sponsors on Hong Kong IPOs and listed companies on regulatory compliance. She also handles derivatives, securities, funds, general corporate, restructuring and regulatory work.
Enrolment Conditions:
1.  Enrolments will be accepted on a first-come first-served basis.
2.  Places cannot be reserved by facsimile. Registrations will only be accepted upon full payment of the course fee and receipt of the registration form.
3.  If you cannot attend a booked course, written notification must be received by the Academy at any time before the date of the booked course and then you may either: 1. transfer your booking to a replacement delegate; or 2. transfer, up to 3 times, your booking to another Academy course of same value within 6 months of your written notification. If you still cannot attend the booked course after you have utilised the 3 transfers of your booking, no further transfers will be allowed and the course fees paid will be forfeited unless notice of cancellation is received in accordance with the cancellation policy.
4.  Notice of cancellation of a booking must be given so that it reaches the Academy not less than seven (7) days before the date of the course and is subject to an administration fee. This fee is presently set at HK$100. Cancellations received after this time will not be accepted - the registration fee will remain payable and shall under no circumstances be refunded. Registrations are transferable to another person at any time before commencement of the course provided that the Academy is notified in advance.
5.  If the course becomes full and you wish to have your name entered onto the waiting list of this course, please complete the enrolment slip and return it to the Academy together with the payment of the appropriate course fee. You will be notified before the date of the course if we are able to offer you a place at the course. A registrant whose enrolment is unsuccessful will receive a refund of the appropriate course fee.
6.  Please click here for the Bad Weather Policy.
7.  Please click here for the CPD Attendance Policy which applies to those who wish to claim CPD points from the Law Society of Hong Kong.
8.  The Hong Kong Academy of Law reserves the right to alter the contents, speakers(s) or otherwise of this course, or cancel this course.
Enrolment Slip:

Re: Listing Mainland Companies in Hong Kong, Friday, 1 September 2017 (090117A)

To: Hong Kong Academy of Law, 3rd Floor, Wing On House, 71 Des Voeux Road Central, HK
(Attention: Ms. Mandy Leung / Ms. Wanda Tong - Tel: 2846 0587 / 2846 0585)

Name: Mr./Ms.

(full name as on identity card or practising certificate or trainee solicitor contract)

Occupation: I am (please tick as appropriate)

a Solicitor a Barrister a Trainee Solicitor

(others, please specify) :

Solicitor No: Year of admission: Trainee: First/Second year (if applicable)

(if applicable) (if applicable)

Company/Firm: Position:

Address:

Email: Tel: Fax:

I enclose a cheque made payable to “Hong Kong Academy of Law Limited” for $ _ _ in payment for the above course.

I have read and accepted the Enrolment Conditions attached to the course flyer.

Signature: Date:

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