Accident Investigation
Objective: To summarize the accident, determine root causes, and provide recommendations and resources to prevent reoccurrence.
Investigation
Conducted By
DepartmentTime of Investigation
Date of Investigation
Campus Phone
Campus E-mail
H. R. Notified? / ( ) Yes ( ) No Human Resources 7423
Personal Data – Injured Worker
Name
Address
Telephone / Campus ______Home ______Age
Job Title
Job Classification / ( ) Faculty ( ) Student worker ( ) Exempt ( ) Classified
Hire Date
Time in Position
Specific Location
Date/Time of Incident / _____/_____/______:_____ AM/PM
Time work started / _____:_____ AM / PM
Regular Job Duty? / ( ) Yes ( ) No
Specific Task Performed at Time of the Incident
Activity performed prior to incident
Type of Injury
(i.e., fracture, strain, burn, etc.) / ( ) Amputation ( ) Burn ( ) Concussion ( ) Contusion, Crush
( ) Cut/Puncture ( ) Dermatitis ( ) Dislocation ( ) Fracture
( ) Freezing/Frostbite ( ) Hernia ( ) Inflammation ( ) Scratch
( ) Sprain/Strain ( ) Other ( ) Unknown
Body part affected
Extent of injury
Object that directly injured employee
Type of accident / ( ) Fall – same level ( ) Fall – elevated ( ) Overexertion
( ) Caught in, under or between ( ) Struck by ( ) Struck against
( ) Electrical contact ( ) Caustic contact ( ) Abrasion
( ) Motor vehicle ( ) Public Transportation ( ) Chemical
( ) Other – describe - ______
Result of Incident
/ ( ) Non-medical ( ) First Aid ( ) Medical ( ) Property DamageWitness #1
Name
AddressTelephone
Job Title
Hire Date
Time in Position
Task Performed at Time of the Incident
Proximity to Incident
Witness: / ( ) Saw the actual accident ( ) Heard the accident ( ) Saw immediate result of accident
Witness’s Account of Incident
Witness #2
Name
AddressTelephone
Job Title
Hire Date
Time in Position
Task Performed at Time of the Incident
Proximity to Incident
Witness: / ( ) Saw the actual accident ( ) Heard the accident ( ) Saw immediate result of accident
Witness’s Account of Incident
Incident Analysis
Incident DescriptionAttach sketches, diagrams, or photos as appropriate
Causal Factors
Equipment & Tools / Yes / No / Comments
Operating equipment without authority
Using equipment improperly
Operating at improper speed
Improper loading or overloading
Servicing equipment in operation
Hazardous condition not recognized
Hazardous condition not reported
Inadequate guards or barriers
Defective tools or equipment
Inadequate tools/equipment
Excessive wear and tear on equipment
Inadequate maintenance
Safety devices rendered inoperable
Safety devices removed
Correct equipment not used
Correct equipment unavailable
Correct tool not used
Correct tools unavailable
MSDSs available
Other (not listed above)
Other (not listed above)
Personal Protective Equipment (PPE) / Yes / No / Comments
Failure to use PPE properly
Failure to use required PPE
PPE not available
Improper/inadequate PPE
Employee not trained in PPE
PPE not specified for task
Emergency Equipment:
A. Not Specified
B. Not Available
C. Not Used
D. Malfunctioned
Lockout – Tagout followed
Other (not listed above)
Other (not listed above)
Training
/ Yes / No / CommentsEmployee trained in task procedures
Date of last training in task
Describe Prior Training Received for Task Performed
Lack of skill or experience
Unsafe/Unauthorized Behavior
Job procedure adequate
Deviation of job procedure
Job procedure too difficult
Other (not listed above)
Other (not listed above)
Environment / Yes / No / Comments
Housekeeping at task area acceptable
Adverse physical hazards – noise, or temperature
Airborne dust, mists, vapors
Chemical hazards
Ergonomic hazards
Adequate ventilation
Adequate lighting
Weather-related
Location of task in a hazardous area
Hazardous condition not recognized
Hazardous condition not reported
Hazardous condition not detected
Co-workers contributed to hazard
Co-workers not aware of hazards
Employee did not belong in area
Fire or explosion hazard
Other (not listed above)
Other (not listed above)
Safety System
/ Yes / No / CommentsPre-job process review conducted with employee
Pre-job hazard review conducted with employee
Supervisor had visited the job before the accident
Ergonomic hazards present
Unsafe/Unauthorized Behavior
Physical or mental stress
Substandard housekeeping during task
Drugs/alcohol suspected
Other (not listed above)
Other (not listed above)
Other Concerns
/ Yes / No / CommentsEmployee work a second job
Pre-existing injuries that may have contributed to incident?
Return to work process needed
Transitional work process needed
Other (not listed above)
Summary of Incident
Summarize the incident
(photos or sketches may be attached if needed)
Analysis of Incident
Describe conditions that led to or contributed to the incident
(environmental, tools, equipment, behavior, work history, etc.)
Recommended Corrective Actions to Prevent Recurrence of Incident
Describe any controls and/or corrective procedures that can prevent recurrence of a repeat or similar incident on campus.
Accident Investigation
Page 1 of 5