Bidder Registration Form and Questionnaire

Bidder Registration Form and Questionnaire

Please enter the information called for in the left column (Requested Information) in the adjacent blank cell in the right column (Bidder Information).

Requested Information / Bidder Information
Name of Bidder
Address of Bidder
State of Incorporation/Organization of Bidder
Name of Bidder Contact for the RFP
E-mail Address of Bidder Contact
Phone Number of Bidder Contact
Fax Number of Bidder Contact
Bidder Federal Tax ID (xx-xxxxxxx)
Legal Form of Entity
Number of Proposals To Be Submitted by Bidder

Bidder Questionnaire:

1.  Please provide the following information for each of Bidder and, if applicable, its Credit Support Provider:

a)  Name, address, and designated contact for the RFP.

b)  Legal organizational form (corporation, partnership, limited liability company, etc.) and ownership structure (a list of all affiliated companies, including holding companies and subsidiaries).

c)  Audited consolidated financial statements (and accompanying notes) for the past three years and the current-year quarterly financial statements (and accompanying notes), including balance sheet, income statement and cash flow statement and accompanying related notes.

d)  Public credit ratings (senior unsecured and issuer ratings, if available) from S&P, Moody’s, and Fitch.

e)  Summaries of existing, pending, or past adverse rulings, judgments, litigation, contingent liabilities, revocations of authority, administrative, regulatory (State, FERC, SEC, DOJ, or other) investigations and any other matters that may materially affect its current financial or operational status,

f)  Whether it is in good standing in each state in which it is authorized to do business, and, for those, if any, in which it is not authorized to do business, the state(s) and reason(s) why it is not in good standing.

2.  Please provide a description of Bidder’s background and experience acquiring, purchasing, registering, selling, or transferring capacity or capacity credits and, if applicable, fulfilling resource commitment and other requirements associated with Bidder’s receipt of capacity credits.

3.  Please describe, in detail, any default or material breach or noncompliance, within the past five years, by Bidder or, if applicable, its Credit Support Provider (either alone or as part of a joint venture), or any affiliate of Bidder, of its obligations to acquire, purchase, sell, transfer, or deliver capacity or capacity credits. Please include the outcome or result of such default, breach, or non-compliance, the cause(s) thereof, material facts and circumstances, and, if applicable, the name, title and telephone number of the principal manager of the customer/client who asserted the event of default or material breach.

4.  Please describe any facts known to Bidder or its Credit Support Provider that might adversely affect its ability to provide the product being sought in the RFP.

Bidder Registration Agreement

The Bidder registration information submitted IN CONNECTION WITH Entergy Services, Inc.’s 2014 Request For Proposals for capacity credits will not be deemed complete UNLESS AND until BIDDER SIGNS AND DELIVERS TO THE RFP ADMINISTRATOR, BY NO LATER THAN 5:00 P.M. ON THE THIRD BUSINESS DAY AFTER THE LAST DAY OF THE BIDDER REGISTRATION PERIOD, AN ORIGINAL EXECUTED VERSION OF THIS SIGNATURE PAGE.

Within three Business Days after the last day of the Bidder Registration Period, ESI WILL invoice BIDDER for ITS bidder registration Fee. Bidder must remit TO ESI, by wire transfer of immediately available funds to the address provided in ESI’s invoice, payment in full of the bidder registration Fee(s) due by no later than 5:00 p.m. CPT on April 22, 2014. iF the bidder registration Fee IS NOT SUBMITTED by 5:00 p.m. CPT on April 22, 2014, Bidder will be unable to commence the Proposal Submission Process.

THIS SIGNATURE PAGE, ONCE EXECUTED BY BIDDER AND DELIVERED TO THE RFP ADMINISTRATOR, WILL SERVE AS CONFIRMATION OF BIDDER’S UNDERSTANDING OF THE RFP REQUIREMENT THAT BIDDER SUBMIT TO THE RFP ADMINISTRATOR DURING THE PROPOSAL SUBMISSION PROCESS A SIGNATURE PAGE OF THE PROPOSAL SUBMISSION AGREEMENT DULY EXECUTED BY BIDDER.

After completing the Bidder Registration Form, please sign and date here:

______

Authorized Signature

______

Print Name

______

Date