Masterfile Creation Form for Mutual Fund

(Kindly ensure that all columns are properly filled. Write “N.A.” wherever not applicable).

Full name of the Issuer:

Address of the Regd. office including telephone, fax nos. and email addresses:

Address
City / PIN
State / Country
Phone – 1 / Phone – 2
Fax / Mobile
Email ID (s)

In case the place of supply of services by NSDL to Issuer as per requirements of GST is not the registered office address, specify the alternative address to be recorded for place of supply of services by NSDL to Issuer:

Address
City / PIN
State / Country
Phone – 1 / Phone – 2
Fax / Mobile
Email ID (s)
Permanent Account Number (PAN)
Tax Deduction and Collection Account Number (TAN)
Goods and Services Tax Identification Number (GSTIN) #
State code for GST

# Kindly attach self-attested copy of GST Registration certificate/ARN Acknowledgment for verification purpose.

Type of entity:

Code List / Legal Form / Tick (ü) the relevant code
01 / Joint Stock Company
02 / Statutory Company
03 / Mutual Fund / ü
04 / Government

Contact persons of the Company:

Compliance Officer
Designation/Department
Address:
Tel. & Fax nos.: / Tel: Fax:
Email address:
Investor Relations officer
Designation/Department
Address:
Tel. & Fax nos.: / Tel: Fax
Email address:

Security Name (Name of the scheme):

Type of Scheme: - Open ended / Close ended/ Any other (Please specify)

Corpus Of the Scheme (In Rs.) : As per latest data available. (Please specify date)

Security details:

Face Value per Security (Rs.) / Paid-up Value per Security (Rs.)

Units in Decimal: Yes/ No

Latest NAV of the Scheme: Rs._____per unit ( As per latest data available) (Please specify date)

Kindly indicate (Yes) against relevant row. Only one option can be selected from the given options in each group.

(A) / Closed/open-end (indicates whether units are traded or whether funds continually stand ready to sell new units redeem the outstanding units on demand) / Indicate
i) / Closed-end (units are sold on either an organized exchanged or in the over-the-counter market and are usually not redeemed)
ii) / Open-end (funds permanently sell new units to the public and redeem outstanding units on demand, resulting in an increase or decrease of outstanding capital)
iii) / Others (miscellaneous)
(B) / Distribution policy (indicates the fund’s normal distribution policy) / Indicate
i) / Income funds (the fund regularly distributes its investment profits)
ii) / Accumulation funds (the fund normally reinvests its investment profits)
iii) / Mixed funds (Investment profits are partly distributed, partly reinvested)
(C)-1 / Assets @ (indicates the underlying assets in which the fund invested) / Indicate
i) / Real estate
ii) / Debt instruments (fund invests in debt instrument regardless of maturity)
iii) / Equities
iv) / Convertible securities
v) / Mixed (fund invests in different assets)
vi) / Commodities
vii) / Derivatives
viii) / Referential instruments excluding commodities
ix) / Credits [Contractual agreement in which a borrower receives something of value (goods, service or money) now and agrees to repay the lender at some date in the future, generally with interest; CIV normally invest in credits originated by third parties; credits are not freely transferable like debt securities]
x) / Others (miscellaneous)
(C)-2 / Type of funds (indicates the types of funds in which the fund invests)- Applicable only for Funds of funds / Indicate
i) / Standard (vanilla) investment funds/mutual funds
ii) / Hedge funds
iii) / Real estate investment trusts (REIT)
iv) / Exchange traded funds (ETF)
v) / Private equity funds
vi) / Others (miscellaneous)
(D) / Security type and investors restrictions / Indicate
i) / Shares (retail and/or qualified/institutional/professional investors) / N.A.
ii) / Shares for QI # (qualified/institutional/professional investors only) / N.A.
iii) / Units (retail and/or qualified/institutional/professional investors) / Yes
iv) / Units for QI # (qualified/institutional/Professional investors only) / N.A.

@ Not applicable for Funds of funds

# Not applicable for Funds of funds

Stock Exchange details (Please start with the Primary Stock Exchange):

Name of Stock Exchange / Listed (ü) / Permitted to trade (ü) / Stock Exchange Security code (if any)

Connectivity details (Tick (ü) the relevant boxes below):

Connectivity obtained through / o Registrar o In-house
Name of Registrar (if not In-house)
Service obtained (if not in-house)
Only Electronic connectivity:
Complete share registry:

Address of the registry operations where the physical securities for dematerialisation are to be delivered by the Depository Participants (DPs):

Name of Organisation
Name of contact person
Designation/Dept.
Address:
Tel. Nos.:
Fax Nos.:
Email addresses:

We hereby certify that the above information is correct to the best of our knowledge and that we have attached all the enclosures mentioned herein.

Date: Signature:

Name:

Designation: