Harding, Shymanski & Company, P.S.C.
Internal Auditor/Compliance Associate
Job Description:
Harding, Shymanski & Company, P.S.C. (www.hsccpa.com) is currently seeking an experienced Internal Auditor/Compliance Associate with 2-5 years of regulatory compliance experience. This position entails conducting regulatory compliance testing to evaluate a financial institution’s overall regulatory compliance. This full-time position offers challenging assignments, excellent salary, and a generous benefits package.
Responsibilities:
· Performs compliance risk assessment and testing relative to the compliance with banking laws and regulations for our financial institution client companies
· Analyzes data obtained for evidence of deficiencies in controls, duplication of effort, extravagance, fraud, compliance with laws, government regulations, and management policies or procedures
· Identifies, develops, and documents audit issues and recommendations using independent judgment concerning areas being reviewed
· Communicates or assists in communicating the results of audit and consulting projects via written reports and verbal presentations to management and the Board of Directors
· Develops and maintains productive client and staff relationships through individual contacts and group meetings
· Pursues professional development opportunities, including external and internal training and professional association memberships, and shares information gained with co-workers
· Represents Financial Institution team on organizational project teams and at management meetings
· Performs related work as assigned by department management
· Assists with loan review engagements, including performing credit quality reviews and documentation reviews
Skills/ Qualifications:
· Bachelor’s degree in finance, accounting or related field from an accredited college or university
· 2-5 years of Regulatory compliance testing experience with banking laws and regulations
· Proficient in lending compliance regulations, such as Truth in Lending (Regulation Z), the Real Estate Settlement Procedures Act (Regulation X) and Equal Credit Opportunity (Regulation B)
· Compliance testing experience with the Bank Secrecy Act and related anti-money laundering laws and regulations
· Strong knowledge of financial services organization or support, control and regulatory functions
· Regulatory Compliance Certification a plus (i.e. CRCM, ACAMS)
· Skill in collecting and analyzing complex data, evaluating information and systems, and drawing logical conclusions
· Planning and project management skills, and capable of multi-tasking in a dynamic environment; attention to detail and follow-up
· Skill in negotiating issues and resolving problems
· Strategic thinking
· Solution orientated
· Skill in using a computer with word processing, spreadsheet and other business software to prepare reports, memos, summaries and analyses
· Skill in effective verbal and written communications, including active listening skills and skill in presenting audit findings and recommendations
· Maintain all organizational and professional ethical standards
· Able to work effectively and productively in a professional team environment
· Capable and motivated to provide our clients with excellent and timely client service
· Motivated to work as a team member and maintain harmonious working relationships with co-workers, and be able to build consensus to implement new ideas and procedures that are deemed necessary
· Be flexible and willing to work additional hours when required
About our Firm:
Established in 1975, Harding, Shymanski & Company, P.S.C. has offices in Evansville, IN and Louisville, KY. Our core values of honesty and integrity, empowerment, leadership, harmony, quality and teamwork are reflected in the outstanding career opportunities that we provide our employees.
Qualified Resumes may be submitted in confidence to: .
Harding, Shymanski & Company, P.S.C. is an Equal Opportunity Employer