REFERENCE TABLE Annex VI Prospectus Regulation
(including Annex XX for base prospectuses)
Minimum Disclosure Requirements for Guarantees (Additional building block)
Please fill in general details below and per item detailed page and paragraph references to the (base) prospectus, or ‘not applicable’ (including a short explanation why you feel this item is not applicable). In case a compare version of the prospectus will be provided, then we request to provide references to the compare.
Name issuing/offering entity:Name of guarantor:
Nature of transaction / (base)prospectus:
Date of submitted draft of (base)prospectus: / Draft number:
Date of AFM reply:
Other annexes applied for the (Base) Prospectus:
General points of attention drafting a prospectus
1. / Further information on all items:
-ESMAFaq →Guarantor’s responsibility for the content of the prospectus
Item # / Item contents of Annex VI / Reference to page and paragraph
1. / NATURE OF THE GUARANTEE
A description of any arrangement intended to ensure that any obligation material to the issue will be duly serviced, whether in the form of guarantee, surety, Keep well Agreement, Mono-line Insurance policy or other equivalent commitment (hereafter referred to generically as “guarantees” and their provider as “guarantor” for convenience).
Without prejudice to the generality of the foregoing,
such arrangements encompass commitments to ensure obligations to repay debt securities and/or the payment of interest and
thedescription shall set out how the arrangement is intended to ensure that the guaranteed payments will be duly serviced.
Cat. B / ───────────
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2.
a.
b. / SCOPE OF THE GUARANTEE
Details shall be disclosed about the
-terms and conditions and
-scope of the guarantee.
Without prejudice to the generality of the foregoing, these details should cover any conditionality on the application of the guarantee in the event of any default under the terms of the security and the material terms of any Mono-line Insurance or Keep well Agreement between the issuer and the guarantor.
Details must also be disclosed of any guarantor’spower of veto in relation to changes to the security holder’s rights, such as is often found in Mono-line Insurance.
Cat. B / a.──────────
b.──────────
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3. / INFORMATION TO BE DISCLOSED ABOUT THE GUARANTOR
The guarantor must disclose information about itself as if it were the issuer of that same type of security that is the subject of the guarantee.
Further information:
- ESMAFaq→Guarantor’s responsibility for the content of the prospectus
Cat. A / ───────────
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4. / DOCUMENTS ON DISPLAY
Indication of theplaces where the public may have access to the material contracts and other documents relating to the guarantee.
Cat. A / ───────────
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-= End of Reference table =-
Netherlands Authority for the Financial Markets (AFM) - V.1.5September 2012Page 1 of 2