*Position Title: / Principal IS Auditor
*Position Type: / Full-Time
*Compensation: / Salaried
*Start Date: / March 1, 2013
*Location: / Wilmington, DE
*Job Requirements
*Job Description / Corporate Audit Services (CAS), the Internal Audit function within Capital One, is a dedicated group of audit professionals focused on delivering top quality assurance services to the organization’s Audit and Risk Committee. The CAS department is considered one of the leading internal audit functions within the financial services industry and is highly regarded within Capital One. CAS professionals are experienced, well-trained and credentialed, and operate within a highly collaborative team environment to deliver value added opinions and recommendations. In addition, the CAS vision of Innovate Continually, Perform Brilliantly, and Set the Standard create a dynamic and challenging atmosphere for both personal growth and professional opportunity.
Capital One is seeking an energetic, self-motivated IS Auditor interested in becoming part of our Corporate Audit Services team. As a member of the IS Audit team, the candidate will perform technical audits of IT controls, applications and projects, working closely with members of the IS, operational, and finance audit teams. Each audit assignment enables the candidate to demonstrate business, technical and industry knowledge while assessing business risks, identifying key controls, and performing risk-based testing of application and general computer controls. The candidate will also facilitate knowledge sharing of best practices and industry trends to team members, and contribute to thought leadership activities within the IS Audit team. The candidate will work independently, with guidance from Audit management as needed. Career development and growth opportunities exist through our established training programs within the Corporate Audit Services team, as well as in IT and business functions. The candidate will be expected to maintain all organizational and professional ethical standards.
Responsibilities:
- Assigned to major components of technical and integrated application audits. Designs and performs appropriate audit procedures and assists the Audit Manager in completing tasks related to risk assessments of business activities and engagement planning.
- Executes and sometimes designs internal control testing for components of an audit, demonstrating a degree of audit expertise consistent with experience level. Understands the broader context and implications of the various risks affecting the business.
- Works independently and utilizes judgment while under general supervision from the Audit Manager.
- Leads smaller audits and work streams within a larger audit.
- Establishes and maintains good auditee relations during engagements. Identifies the expectations of the auditee and takes actions to support the auditee experience.
- For major components of audits assesses relevancy of audit findings, potential exposures, materiality, improving or deteriorating trends, and demonstrates awareness of big picture issues. Interprets business priorities, anticipates issues and obstacles, and applies to scope of role. Identifies and implements efficiencies in executing test work.
- Self-prioritizes and independently completes multiple tasks across the team and department. Demonstrates the ability to successfully meet deadlines for the audit engagement.
- Works well in a team, supports peers and their goals, and strives to improve team performance. Effectively collaborates with auditees, the IS audit team and other audit teams as necessary. Acts beyond own role and responsibilities to help the wider team and stakeholders.
- Delivers appropriate, succinct, and organized information while tailoring communication style to audience. Effectively communicates information, issues and audit progress to teammates, auditee, and Audit Manager. Effectively writes audit issues which clearly communicate the finding, risk, and recommendation.
- Communicates the audit process, objectives and general scope of work to auditee. Regularly incorporates different perspectives and provides grounded solutions and options.
* Skills & Qualifications: / Basic Qualifications:
• Bachelors Degree or military experience.
• 2 years of experience as an IS Auditor (Information Systems Auditor)
Preferred Qualifications:
• Bachelor’s Degree in Auditing, Accounting, Finance, Economics, Information Systems or Business Administration
• Certified or working toward a professional certification such as a CISA, CISSP, CIA or CPA.
• 4 years of experienceas an IS Auditor(performing technical IS audits)
• 1 year experience in banking or financial services industry. Working knowledge of primary banking laws and regulations.
• 1 year experience in supervising audit engagements.
• Project Management and Time Management skills
• Demonstrated analytical, critical thinking, and problem solving skills.
• Strong communication skills, both written and verbal
Education: / Bachelors Degree
Certification(s): / Desired: CISA, CIA, CPA, CISSP
Travel: / 20% of Travel Required
*Contact Information
Job Reference: / 732955
*Contact Name: / Deirdra Redmond
Email Address: /
Telephone:
Fax:
Website: /
Company Information:
Special Instructions:
ISACA Philadelphia is not responsible for the content or accuracy of this job posting.
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