Joint Registration Organization (JRO) Co-Registrant (Type 2) Agreement
LSE
North American Electric Reliability Corporation (NERC)
Reliability Standards Responsibility Allocation
NERC Function: Load Serving Entity (LSE)
Joint Registration Organization (JRO) Co-Registrant (Type 2) Agreement
ERCOT Region
This application should be submitted as both a Word and.PDF file via e-mail to
1.Each registered entity undersigned below hereby acknowledges and certifies that for the GO Function for the below – referenced Generation facility, it has:
(a)The responsibility for ensuring compliance with; and
(b)Liability for failure to comply with
The North American Electric Reliability (NERC)Standards and Regional Standards approved by The Federal Energy Regulatory Commission (FERC) for the ERCOT Region pursuant to the Federal Power Act.[1] Each of the undersigned acknowledges and certifies that it will be responsible for the reliability standards applicable to the DP function as set forth in each NERC Reliability Standard, except as specifically agreed to by the other JRO Co-Registration in [NERC Registration Standards Applicability List for Joint Registration Organization (JRO) Co-Registrant (Type 2)].
2.The undersigned acknowledge and certify that they have designated individual responsibility for each NERC Reliability Standard and requirement as set forth in [NERC Registration Standards Applicability List for Joint Registration Organization (JRO) Co-Registrant (Type 2)].
3.The undersigned further agree that when NERC, FERC, or the Texas RE approves amended or additional reliability standards or requirements, the undersigned will:
(a)Undertake to confer regarding which of them should be named responsible for the amended or additional reliability standards or requirements; and
(b)Execute an amendment to this Long Form designating the responsible entity or responsible entities for the amended or additional reliability standards or requirements and deliver the fully executed Long Form to Texas RE at least ten (10) business days before the effective date of the amended or additional reliability standards or requirements.
4.The undersigned further agree that to the extent that NERC, FERC, or Texas RE approve additional or amended reliability standards or requirements, but the undersigned fail to execute and deliver to Texas RE an amendment to this Long Form reflecting responsibility for the additional or amended reliability standards or requirements, they shall be:
(a)Jointly responsible for ensuring compliance with the additional reliability standards or requirements;
(b)Jointly responsible for performing any Remedial Action Directive that may result from a failure of compliance;
(c)Jointly responsible for proposing and performing any mitigation plan that may be required; and
(d)Jointly and severally liable for any penalties resulting from the failure to comply;
Until such time as the undersigned provide Texas RE with an amended Long Form assigning responsibility for all additional or amended reliability standards or requirements, and Texas RE submits the revised registration to NERC for entry in the NERC Compliance Registry.
- This Agreementmay be signed in multiple counter-parts.
JRO – Organization 1 (Related Entity**):
Load Serving Entity (LSE) Legal Name
NERC ID Number:
By:
(Signature of Officer Responsible Entity)
Printed Name
Its:
(Title) / Effective Date:
Responsible Entity listed above is responsible for compliance with and is liable for failure to comply with the following reliability standards applicable to Load Serving Entity (LSE)(See NERC Registration Standards Applicability List for Joint Registration Organization (JRO) Co-Registrant (Type 2) spreadsheet)
JRO – Organization 2 (Related Entity**):
Load Serving Entity (LSE) Legal Name
NERC ID Number:
By:
(Signature of Officer Responsible Entity)
Printed Name
Its:
(Title) / Effective Date:
Responsible Entity listed above is responsible for compliance with and is liable for failure to comply with the following reliability standards applicable to Load Serving Entity (LSE)(See NERC Registration Standards Applicability List for Joint Registration Organization (JRO) Co-Registrant (Type 2) spreadsheet)
The effective date of this Agreement shall be the date of last execution by the parties hereto.
Continued from page 3
JRO – Organization 3 (Related Entity**):Load Serving Entity (LSE) Legal Name
NERC ID Number:
By:
(Signature of Officer Responsible Entity)
Printed Name
Its:
(Title) / Effective Date:
Responsible Entity listed above is responsible for compliance with and is liable for failure to comply with the following reliability standards applicable to Load Serving Entity (LSE)(See NERC Registration Standards Applicability List for Joint Registration Organization (JRO) Co-Registrant (Type 2) spreadsheet)
JRO – Organization 4 (Related Entity**):
Load Serving Entity (LSE) Legal Name
NERC ID Number:
By:
(Signature of Officer Responsible Entity)
Printed Name
Its:
(Title) / Effective Date:
Responsible Entity listed above is responsible for compliance with and is liable for failure to comply with the following reliability standards applicable to Load Serving Entity (LSE)(See NERC Registration Standards Applicability List for Joint Registration Organization (JRO) Co-Registrant (Type 2) spreadsheet)
The effective date of this Agreement shall be the date of last execution by the parties hereto.
North American Electric Reliability Corporation (NERC)
Reliability Standards Responsibility Allocation
NERC Function: Load Serving Entity (LSE)
Joint Registration Organization (JRO) Co-Registrant (Type 2) Agreement
ERCOT Region
This application should be submitted as both a Word and .PDF file via e-mail to
Date and Time: Revision* Date and Time:
*Any updates or revisions to this form shall be indicated by checking this box and completing the accompanying information.
JRO – Organization 1 (Related Entity**)Entity Legal Name:
NERC ID Number:
Entity Primary Compliance Contact (PCC) / Title:
PCC Address: / City, State, Zip:
Telephone: / () – / Fax: / () –
E-mail Address:
List Requirements/Standards Responsible for:
Primary Compliance Contact Signature: / Date:
Authorized Entity Officer (AEO) Name & Signature: / Date:
CEO/GM Name (only): / Date:
JRO – Organization 2 (Related Entity**)
Entity Legal Name:
NERC ID Number:
Entity NERC Primary Compliance Contact / Title:
PCC Address: / City, State, Zip:
Telephone: / () – / Fax: / () –
E-mail Address:
List Requirements/Standards Responsible for:
NERC Primary Compliance Contact Signature: / Date:
Authorized Entity Officer (AEO) Name & Signature: / Date:
CEO/GM Name (only): / Date:
** A related entity is an entity whose operations in relation to the operation of the JRO make it feasible for the JRO to accept responsibility for reliability functions for which the related entity would otherwise be responsible.
NERC Rules of Procedure, Section 501.1.2.7
North American Electric Reliability Corporation (NERC)
Reliability Standards Responsibility Allocation
NERC Function: Load Serving Entity (LSE)
Joint Registration Organization (JRO) Co-Registrant (Type 2) Agreement
ERCOT Region
Continued from page 5
This application should be submitted as both a Word and .PDF file via e-mail to
Date and Time: Revision* Date and Time:
*Any updates or revisions to this form shall be indicated by checking this box and completing the accompanying information.
JRO – Organization 3 (Related Entity**)Entity Legal Name:
NERC ID Number:
Entity Primary Compliance Contact (PCC) / Title:
PCC Address: / City, State, Zip:
Telephone: / () – / Fax: / () –
E-mail Address:
List Requirements/Standards Responsible for:
Primary Compliance Contact Signature: / Date:
Authorized Entity Officer (AEO) Name & Signature: / Date:
CEO/GM Name (only): / Date:
JRO – Organization 4 (Related Entity**)
Entity Legal Name:
NERC ID Number:
Entity NERC Primary Compliance Contact / Title:
PCC Address: / City, State, Zip:
Telephone: / () – / Fax: / () –
E-mail Address:
List Requirements/Standards Responsible for:
NERC Primary Compliance Contact Signature: / Date:
Authorized Entity Officer (AEO) Name & Signature: / Date:
CEO/GM Name (only): / Date:
** A related entity is an entity whose operations in relation to the operation of the JRO make it feasible for the JRO to accept responsibility for reliability functions for which the related entity would otherwise be responsible.
NERC Rules of Procedure, Section 501.1.2.7
Entity comments pertinent to this JRO registration:Comments:
Attachment(s) / Yes / No
For more than two entities for JRO Co-Registrant registration, please copy text boxes from previous page.
INSTRUCTIONS
- Load Serving Entity (LSE)shall complete:
- The Joint Registration Organization (JRO) Co-Registrant (Type 2) Agreement
- The NERC Registration Standards Applicability List for Joint Registration Organization (JRO) Co-Registration (Type 2) – LSEMandatory Standards form.
- For each mandatory NERC standard, fill out the JRO registrant or related entity(ies) that is assuming responsibility for each NERC Standard in the NERC RegistrationStandards Applicability List for Joint Registration Organization (JRO) Co-Registrant (Type 2)
- The following information should be submitted to :
- Completed Agreement as both a .PDF and Word file
- Completed NERC Registration Standards Applicability List for Joint Registration Organization (JRO) Co-Registrant (Type 2) as both an Excel and .PDF file
- Please allow Texas RE ten (10) business days for evaluation of these documents for completeness. Thank you for your cooperation.
For Texas RE use only:
Date of JRO Registration with NERC: ______
Page 1 of 7 TRE PUBLIC
Apr. 29, 2009
[1] Subtitle A (Reliability Standards) of the Electricity Modernization Act of 2005, Title XII of the Energy Policy Act of 2005 (EPAct), codified as section 215 of the Federal Power Act (FPA), 16 U.S.C. 824 et seq..