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CONFIDENTIAL
ESTATE PLANNING QUESTIONNAIRE
HALL GRIFFIN P.C.
9000 KEYSTONE CROSSING, SUITE 230
INDIANAPOLIS, INDIANA 46240-2148
Telephone: (317) 580-4959
Facsimile: (317) 580-4960
e-mail:
All information submitted will remain confidential. Please call us if you have any questions.
FAMILY INFORMATION
Date: ______
HUSBAND'S NAME Soc. Sec. #______
Date of Birth Are you a U.S. Citizen?______
Occupation Work Phone ( ) ______
Cellular Phone ( ) ______
WIFE'S NAME Soc. Sec. # ______
Date of Birth Are you a U.S. Citizen? ______
Occupation Work Phone ( ) ______
Cellular Phone ( ) ______
HOME ADDRESS ______
County of Residence ______
Home Phone ( )
Date of Marriage ______
CHILD #1 Name Soc. Sec. # ______
Date of Birth Telephone No. ( ) ______
Address if Different from Above ______
Is Child #1 married? Spouse's Name ______
Children of Child #1? How Many? ______
CHILD #2 Name Soc. Sec. # ______
Date of Birth Telephone No. (_____) ______
Address if Different from Above ______
Is Child #2 married? Spouse's Name ______
Children of Child #2? How Many? ______
CHILD #3 Name Soc. Sec. # ______
Date of Birth Telephone No. ( ) ______
Address if Different from Above ______
Is Child #3 married? Spouse's Name ______
Children of Child #3? How Many? ______
CHILD #4 Name Soc. Sec. # ______
Date of Birth Telephone No. (_____) ______
Address if Different from Above ______
Is Child #4 married? Spouse's Name ______
Children of Child #4? How Many? ______
If you have other children, please attach additional sheets containing the information requested above.
Any children who are now deceased? ¨Yes ¨No If so, any children of such child? ¨Yes ¨No
Have you been previously married? Husband ¨Yes ¨No
Wife ¨Yes ¨No
Are one or both of your parents living? Husband ¨Yes ¨No
Wife ¨Yes ¨No
Accountant: Name ______
Address ______
______
Work Phone ( ) ______
Financial Consultant: Name ______
Address ______
______
Work Phone ( ) ______
Life Insurance Agent: Name ______
Address ______
______
Work Phone ( ) ______
Banking Connection: Name ______
Do you or your spouse have a safety deposit box? ¨ Yes ¨ No
If so, where and in whose name? ______
Are you the owner of an interest in any business or profession? ¨ Yes ¨ No
If so, please complete the following:
Business Name ______
Business Address ______
______
Business Phone ( ) ______
Type of Business ______
______
Have either of you made gifts of any substantial amounts of property or cash or given up rights to property or cash? ¨ Yes ¨ No If so, please give details:
Have either of you ever filed a federal gift tax return (Form 709)? ¨ Yes ¨ No If so, please provide copies.
Are either of you the beneficiary of an existing trust which was established by someone else? ¨ Yes ¨ No
If so, please provide copies of trust agreements, latest asset statement and any other available information about the trust.
FINANCIAL INFORMATION
ASSETS
Please provide an estimated fair market value in all cases.
Cash / Owned by Husband / Owned by Wife / Jointly OwnedChecking
Savings
Money Market
Certificate of Deposit
Notes Receivable or Accounts Receivable
Investments / Owned by Husband / Owned by Wife / Jointly Owned
Stocks
•Est. growth rate ______%
Bonds
Mutual Funds
•Est. growth rate ______%
Annuities
Real Estate / Owned by Husband / Owned by Wife / Jointly Owned
Home
•Est. growth rate ______%
Vacation Home
What state? ______
•Est. growth rate ______%
Rental and commercial r/e
•Est. growth rate ______%
Benefits / Owned by Husband / Owned by Wife / Jointly Owned
IRA
•Est. growth rate ______%
Pension and profit sharing
•Est. growth rate ______%
401K, TIAA, CREF, etc.
•Est. growth rate ______%
Keogh
•Est. growth rate ______%
Deferred Compensation
Stock Options
Business / Owned by Husband / Owned by Wife / Jointly Owned
Value of business interest
•Est. growth rate ______%
•Is there a buy-sell agreement? ______
Personal Property / Owned by Husband / Owned by Wife / Jointly Owned
Vehicles, boats, etc.
Collectibles
Jewelry and furs
Household goods
Other Assets / Owned by Husband / Owned by Wife / Jointly Owned
(Please list)
Owned by Husband / Owned by Wife / Jointly Owned
TOTALS
LIABILITIES
Owned by Husband / Owned by Wife / Jointly OwnedHome
Vacation Home
Rental and Commercial Real Estate
Life Insurance Policy Loans
Car, Boat or Airplane
Bank Loans
Other Debt
Have you guaranteed a debt of someone else or of your business? ______If so, how much exposure? ______
TOTALS
LIFE INSURANCE
Policies on HusbandPolicy 1 / Policy 2 / Policy 3
Company Name
Policy Number
Type of Policy
Face Amount
Cash Value
Cash Value Borrowed
Owner
Beneficiary
Policies on Wife
Policy 1 / Policy 2 / Policy 3
Company Name
Policy Number
Type of Policy
Face Amount
Cash Value
Cash Value Borrowed
Owner
Beneficiary
Policies on Both Lives (Last to Die)
Policy 1 / Policy 2 / Policy 3
Company Name
Policy Number
Type of Policy
Face Amount
Cash Value
Cash Value Borrowed
Owner
Beneficiary
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