City of Chicago – Office of the City Treasurer 2015 Broker/Dealer RFI

Exhibit B: SCOPE OF CITY OF CHICAGO INTERFACE

As part of our commitment to this Office and the City of Chicago, we look to better understand how our Broker/Dealer partners and their parent companies interface within our Office, the City of Chicago, its Sister Agencies and our pension plans. Please help us by completing the following:

1.  Please mark all other services that your Firm currently provides for the City of Chicago:

Your Firm has an actively staffed Chicago office
Current Office of the City Treasurer Broker/Dealer portfolio investments
Current COC municipal depository bank
Banking services
Current securities lending approved borrower
Current securities lending agent
Bond underwriting
Bond issuance trustee bank
Letters of credit
Swaps
CRAs
Purchasing Cards (“PCards”)
SSAs
TIFs
Minority outreach
Affirmative action plans
Disabled or returning veteran new career training/job opportunities
Charitable giving
Financial literacy
Small business lending
BankOn Chicago
One Summer Chicago
Consumer credit or investment education
Credit Card processing

2.  Briefly describe any other services your Firm currently provides the City of Chicago.


3.  Does your Firm work with any of our Sister Agencies or Cook County in any financial capacity? Please mark all that apply?

Chicago Public Schools, (“CPS”)
Chicago Housing Authority (“CHA”)
Chicago Transportation Authority (“CTA”)
City Colleges of Chicago (“CCC”)
Chicago Park District (“CPD”)
Cook County of Illinois
Metropolitan Water Reclamation District of Greater Chicago (“MWRDGC”)
Metropolitan Pier & Exposition Authority (“MPEA”)
Public Building Commission (“PBC”)

4.  Briefly explain the scope of your Firm’s business for any of the applicable Sister Agencies selected above:

5.  Does your Firm or your parent company work with any of the following pension plans? Please mark all that apply:

Municipal Employees’ Annuity and Pension Plan of Chicago (“MEABF”)
Policemen’s Annuity and Benefit Fund of Chicago (“PABF”)
Firemen’s Annuity and Benefit Fund of Chicago (“FABF”)
Chicago Laborers’ Pension and Welfare Funds (“LPWF”)
Chicago Teachers’ Pension Fund (“CTPF”)
Retirement Plan for Chicago Transit Authority Employees (“CTA Pension”)
Park Employees’ Annuity and Benefit Fund (“ Park District”)
Cook County Pension Fund (“CCPF”)
Cook County Forest Preserve Pension Fund
Metro Water Reclamation District Pension Fund (“MWRD”)
Park Employees’ Annuity and Benefit Fund of Chicago (“Park District Pension”)

Briefly explain the scope of your Firm’s business for any of the applicable pension plans selected above:

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