OR1410 ― SHAREHOLDER DECLARATION
OR1410
SHAREHOLDER DECLARATION
(Section 2.4(2) of National Instrument
45-106 respecting the private issuer exemption)
OR1410-3 (CFPC/Corporate – 2007)
OR1410 ― SHAREHOLDER DECLARATION
...... (Corporate name)
SHAREHOLDER DECLARATION
(Section 2.4(2) of National Instrument 45-106 respecting the private issuer exemption)
I, the undersigned, hereby confirm that, when I became the holder of securities of...... (corporate name) on ...... , 20… (date securities acquired), I was an investor appearing among the categories of purchasers of securities identified below, of which I have checked the appropriate box:
a) a director of the Corporation
b) an employee of the Corporation
c) a founder of the Corporation, participating in its operation
d) a shareholder (shares or others) of the Corporation
e) a person participating in the controlling of the Corporation, meaning the sole possessor or with others (select one of the two options)
- more than 20% of voting shares, or
- a sufficient number of the Corporation’s shares to exert an important influence on its control
f) the spouse
the father or the mother
the grandfather or the grandmother
the brother or the sister
the son or the daughter
of ...... , who, according to the case (select one of the two options)
holds the following position in the Corporation , or
is the spouse of ...... , who holds the following position in the Corporation: (select an option)
administrator
member of high management
founder participating in the control of the Corporation
a person participating in the control of the Corporation (in the sense of paragraph (e) mentioned above)
g) (depending on the case:) a close friend (meaning really knowing this person personally and for a long time to be able to appreciate his capacities and his loyalty)
(or:) a close partner (meaning having already had enough direct business relations with this person to be able to appreciate his qualities and his loyalty)
of ...... , who holds the following position in the Corporation (select an option)
administrator
member of high management
founder participating in the control of the Corporation
a person participating in the control of the Corporation (in the sense of paragraph (e) mentioned above)
h) (Transfer only)
the spouse
the father or the mother
the grandfather or the grandmother
the brother or the sister
the son of the daughter
(select one of the options)
of the share holder and seller
of ...... , spouse of the share holder and seller
i) an «accredited investor», as defined by section 1.1 of National Instrument 45-106 of the Canadian Securities Administrators or provincial equivalent (hereinafter referred to as the “Regulation”) respecting prospectus and regulation exemptions
j) a person (including a legal person, a partnership, an in trust corporation or an association) whose (select an option)
administrators
real owners of voting shares
are in majority the people aimed in the following paragraph(s) above:
a) / / b) / / c) / / d) / e) / / f) / / g) / / h) / / i) /
k) an in trust corporation or a succession of which (select an option)
all the beneficiaries
the majority of the trustees or liquidators
are in majority the people aimed in the following paragraph(s) above:
a) / / b) / / c) / / d) / e) / / f) / / g) / / h) / / i) /
l) a person who is not of the public for the following reasons:
In whereof I have signed, at ...... , dated ...... 20…
...... (name of shareholder)
...... (address)
SHARES SUBJECT TO THIS DECLARATIONOR1410-3 (CFPC/Corporate – 2007)