Resettlement Action Plan for Wanzhou Relocation Sub-Project of World Bank-Funded Chongqing Urban-Rural Unified Planning Phase 2 Project

World Bank-Funded Chongqing Urban-Rural Integration Project II

Traditional Chinese Medicine Hospital Subproject of Jiangdong New Zone of Wushan County

Resettlement Action Plan

(Final Version)

Traditional Chinese Medicine Hospital of Wushan County

Chongqing, China

Feb. 22, 2012

Letter of Commitment

The World Bank-funded Jing Kai Hospital Project of Traditional Chinese Medicine Hospital of Wushan County involves land acquisition (LA) and resettlement. Therefore, in order to protect the basic rights and interests of the displaced persons (DPs), and restore or improve the production level and standard of living of the DPs after displacement, the Resettlement Action Plan (RAP) for the Project has been prepared in accordance with the Bank’s policy on involuntary resettlement (OP4.12), and the applicable state and local laws and regulations as the basis for the implementation of LA, house demolition (HD) and resettlement.

The Wushan County Government (WCG) has reviewed the prepared RAP, and agreed to implement the requirements in the RAP, make resettlement costs available fully and timely, and reasonably compensate and properly resettle the affected persons (APs). The Management Office of the Project of Wushan County is hereby instructed to implement and manage the LA, HD and resettlement work of the Project in coordination with the agencies concerned.

WCG

(Official Seal)

County chief (or deputy county chief in charge):

______(Signature) ______(Date)

Foreword

I. Purpose of preparing this resettlement action plan

1  The resettlement action plan (RAP) is prepared in accordance with the applicable laws of the People’s Republic of China and local regulations and a series of provisions in the Bank Operational Policy OP4.12 on Involuntary Resettlement for the purpose of “developing an action plan for resettlement and restoration for the people affected by the project, so that they benefit from the project, their standard of living is improved or at least restored after the completion of the project”.

II. Definitions of terms

Displaced persons

2  Based on the criteria for eligibility for compensation, “Displaced Persons” may be classified in one of the following three groups:

a)  those who have formal legal rights to land (including customary and traditional rights recognized under the laws of the country);

b)  those who do not have formal legal rights to land at the time the census begins but have a claim to such land or assets—provided that such claims are recognized under the laws of the country or become recognized through a process identified in the Resettlement Plan; and

c)  those who have no recognizable legal right or claim to the land they are occupying.

3  Persons covered under paragraphs 2(a) and (b) are provided compensation for the land they lose, and other assistance. Persons covered under paragraph 2(c) are provided resettlement assistance in lieu of compensation for the land they occupy, and other assistance, as necessary, to achieve the objective set out in this policy, if they occupy the project areas prior to a cut-off date[1] established by the borrower and acceptable to the World Bank. Persons who encroach on the area after the cut-off date are not entitled to compensation or any other form of resettlement assistance. All persons included in paragraph 2(a), (b), or (c) are provided compensation for loss of assets other than land.

Compensation and resettlement measures

4  To address the following impacts of the involuntary taking of land: (i) displacement or loss of shelter; (ii) loss of assets or access to assets; or (iii) loss of income sources or means of livelihood, whether or not the affected persons must move to another location, a Resettlement Plan or a resettlement policy framework shall be prepared to cover the following:

(a) The Resettlement Plan or resettlement policy framework includes measures to ensure that the displaced persons are:

Ø  informed about their options and rights pertaining to resettlement;

Ø  consulted on, offered choices among, and provided with technically and economically feasible resettlement alternatives; and

Ø  provided prompt and effective compensation at full replacement cost[2], for losses of assets attributable directly to the project.

(b) If the impacts include physical displacement, the Resettlement Plan or resettlement policy framework includes measures to ensure that the displaced persons are:

Ø  provided assistance (such as moving allowances) during displacement; and

Ø  provided with residential housing, or housing sites, or, as required, agricultural sites for which a combination of productive potential, locational advantages, and other factors is at least equivalent to the advantages of the old site.

(c) Where necessary to achieve the objective of the policy, the Resettlement Plan or resettlement policy framework also includes measures to ensure that displaced persons are:

Ø  offered support after displacement, for a transition period, based on a reasonable estimate of the time likely to be needed to restore their livelihood and standards of living;

Ø  provided with development assistance in addition to compensation measures described in paragraph 4(a)(iii), such as land preparation, credit facilities, training, or job opportunities.

5  Cut-off date: means the date of publication of the announcement of land acquisition and property demolition in this project. After this date, the displaced persons shall not build, rebuild or expand their properties; shall not change the uses of their properties and land; shall not lease their land, lease, sell or purchase their properties; and any person that moves in after this date shall not qualify as a displaced person.

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Resettlement Action Plan for Wanzhou Relocation Sub-Project of World Bank-Funded Chongqing Urban-Rural Unified Planning Phase 2 Project

Contents

1 Overview of the Project 8

1.1 Background of the project 8

1.2 Description of the project 8

1.2.1The size of project 8

1.2.2 Investment and Fund 9

1.3 Measures to reduce resettlement 9

2 Project Impact 11

2.1 information of project impact 11

2.2 project impact 11

2.2.1 Rural Collective Land Permanently Acquired 11

2.2.2 Affected Rural Houses 11

2.2.3 Affected Enterprises 12

2.2.4 Affected Business Shops 12

2.2.5 Affected Population 12

2.2.6 Affected Vulnerable Groups 13

2.2.7 Affected Group Attachments 13

3 Socioeconomic Profile of the Project Areas 15

3.1 Socioeconomic Background of the Project Areas 15

3.1.1 Socioeconomic Survey of Chongqing 15

3.1.2 Socioeconomic Profile of Wushan County 15

3.1.3 Social and Economic Information of Affected Townships and Villages 16

3.2 Basic Information of Affected Households 18

3.2.1 Features of Household 18

3.2.2 Composition of the Population 18

3.2.3 Age Distribution of the Population 19

3.2.4 Distribution of Educational Level 19

3.2.5 Employment of Work Force 19

3.2.6 Yearly Income and Expenditure of Families 19

3.3 Basic Information of Affected Enterprises 20

3.4 Basic Information of Affected Vulnerable Groups 20

4 Laws and Policy Framework 22

4.1 Basic Applicable Laws and Policies on Resettlement 22

4.2 State Law and Regulations 23

4.3 Regulations of Chongqing Municipality 33

4.4 Wushan County’s Policy 34

4.5 Involuntary Resettlement Policy of the World Bank 36

4.6 Compensation Principles of this Project 37

5 Compensation Rates for Land Acquisition & Relocation 39

5.1 Compensation rate for Permanently Acquired Land 39

5.2 Compensation Rate for Rural Houses 39

5.3 Compensation Rate for Ground Attachment 40

6 Rehabilitation plan of Production and Livelihood 42

6.1 Impact and Resettlement Plan of Permanently Acquired Collective Land 42

6.1.1 Assessment of Income Loss 42

6.1.2 Rehabilitation Plan of Income 42

6.1.3 Pension of the Converted People 42

6.1.4 Renewal Measures of Affected People 43

6.2 Resettlement Plan of Demolished Rural Houses 45

6.2.1 House Resettlement of Converted People 45

6.2.2 House Resettlement of Non-converted People 46

6.3Resettlement Plan of Enterprises and Organizations 46

6.4 Resettlement Plan of Affected Business Shops 47

6.5 Rehabilitation Plan of Affected Vulnerable groups 47

6.6Restoration of Affected Ground Attachments 48

7 Public Participation and Consultation 49

7.1 Means and measures of public participation 49

7.1.1 Means of public consultation 49

7.1.2 Participation and consultation measures 50

7.2 Public participation activities at the preparation stage 50

7.3 Public participation plan at the implementation stage 52

7.3.1 Participation in resettlement for HD 52

7.3.2Participation in the management of land compensation fees 53

7.3.3 Participation in project construction 53

7.4 Women’s participation 53

8 Grievance redress procedure 55

9 Organizational Structure and Implementation Progress 57

9.1 Relative Organizational & management structure 57

9.2 Organizational responsibilities 58

9.3 Staffing and equipment of resettlement agencies 60

9.3.1 Equipment 61

9.3.2 Training program 61

9.4 Implementation progress 62

10 Expenses and Budget 64

10.1 Budget of Relocation 64

10.2 Funds Flow and plan 66

10.2.1 66

Flow of Funds 66

10.2.2 Disbursement Plan 67

11 M&E Arrangements 69

11.1 Internal monitoring 69

11.1.1 Implementation procedure 69

11.1.2 Scope of monitoring 69

11.1.3 Internal monitoring reporting 69

11.2 Independent external monitoring 70

11.2.1 Purpose and task 70

11.2.2 Independent monitoring agency 70

11.2.3 Monitoring procedure and scope 70

11.2.4 Monitoring indicators 71

11.2.5 External monitoring reporting 72

11.2.6 Post-evaluation 72

12 Entitlement Matrix 73

Annex 1 Detailed Information of Rural Houses 77

Annex 2 House Construction Cost Analysis in Rural Area 78

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Resettlement Action Plan for Wanzhou Relocation Sub-Project of World Bank-Funded Chongqing Urban-Rural Unified Planning Phase 2 Project

List of Tables

Table1- 1 Impacts of Access Road 9

Table2- 1Collective Land Permanently Acquired 11

Table2- 2 Affected Rural Houses 12

Table2- 3 Affected Residence Attachments 12

Table2- 4List of Affected Population 13

Table2- 5Status and Composition of Vulnerable groups 13

Table2- 6Affected Ground Attachments 13

Table3- 1 Social and Economic Information of Wushan County 16

Table3- 2Social and Economic Information of Affected Township and Village in 2010 16

Table3- 3 Basic Information of Affected Subvillages 17

Table3- 4 Proportion of Sampled Investigation 18

Table3- 5 Data of Affected Population Survey 18

Table3- 6 Annual Income and Expenditure Structure of Rural Households 20

Table3- 7 Basic Information of Affected Enterprises and Organizations 20

Table3- 8 Investigation of Basic Information of Affected Vulnerable groups 21

Table4- 1 Collection of Regulations and Policies in Relation to the Project 22

Table5- 1 Compensation rate of Permanently Acquired Land 39

Table5- 2 Compensation rate for Demolished Houses 40

Table5- 3 Compensation rate for House Attachment 40

Table5- 4 Compensation rate of Ground Attachment 40

Table6- 1 Estimation of Income Loss 42

Table6- 2 Resettlement of Converted People 43

Table6- 3 Training Contents Provided by Local Government 44

Table6- 4 Resettlement of Relocated Enterprises 47

Table7- 1 Public participation plan of the Project 52

Table9- 1 Staffing of resettlement agencies 61

Table9- 2 Leaders of Relevant Resettlement Agencies Involved in the Project 61

Table10- 1Budget of Funds 64

Table12- 1Entitlement Matrix 73

1  Overview of the Project

1.1 Background of the project

1  Traditional Chinese Medicine Hospital of Wushan County is leading public health service system of three levels of county, township and village, engaging in medical treatment, rescue,training and guiding medical staff in three-gorge reservoir area. With economic growth, improvement of livelihood level and quality and deepening of reform of medical system, growth of the hospital cannot match with the local economic growth. In-patient department conditions are poor, facilities are not complete. Rooms and beds are insufficient; space for out-patient department, inpatient department and support rooms is only 2,570m². There are no planted area and leisure ground for patients. All these fail to meet the demand for traditional Chinese medicine and health care, restrict the improvement of local medical service and the growth of the hospital.

2  Construction of the project would upgrade the comprehensive power of Traditional Chinese Medicine Hospital of Wushan, perfect the building of public health service system and play positive role in ensuring the health of the people in Wushan and adjacent areas.

1.2 Description of the project

3  Traditional Chinese Medicine Hospital building in Jiangdong New Zone of Wushan County is the project scheduled in Phase Two of Chongqing Urban-Rural overall planned project using the loan from World Bank. The objective of the project is to expand the hospital, improve medical treatment environment, promote the growth of Chinese medicine and safeguard the health of the people. So, it is planned as a modern traditional Chinese medicine hospital of comprehensive treatment level. Construction period is five years from January, August 2012 to August 2017.

1.2.1The size of project

4  The proposed World Bank Loaned project is proposed to increase hospital beds of 200, mainly for construction out-patient department and in-patient department buildings, medical technical building, and civil engineering, decoration, electrical, water supply and drainage, heating and ventilation, fire control, central oxygen supply, negative pressure system, distant specialist diagnosis system, environment and planting and sewage treatment station of 450m3/d (including related equipment procurement and installation),the construction area is 27129.36m²(about 40mu).Remaining emergency treatment and administrative buildings (the land use is about 20mu) would be constructed using the fund from the Traditional Chinese Medicine Hospital of Wushan County. Since all works would be performed simultaneously, the resettlement action plan will cover the total land use, i.e.60mu. At present, there is existing roads access to the proposed hospital with the width of 6-10m. Based on the plan of the development zone, those roads will be widen to 12-15m. According to the calculation, the roads widening will acquire about 5mu land, the impacts of land and related attachments(See Table 1-1) have been included in the total land impact of the project (seeTable 2-1, 2-2,2-3 and 2-5). Although the road will be constructed by Administrative Committee of Jiangdong New Zone, the hospital by Traditional Chinese Medicine hospital of Wushan, but the land acquisition of the road and the hospital will be conducted by the Land Reserve Center of Jiangdong New Zone the compensation policy, thus the compensation standard, funding sources and distribution channel of the land acquisition are same.The land taking for the road construction is treated as a part of this RAP.

Table1- 1 Impacts of Access Road

Township / Village / Village Group / Impact / Land Acquisition(Mu) / House Demoliton(m2) / House Attachment(Piece) / Land Attachment
Househould / person / Subtotal / Cultivated Land / Non-cultivated land / Concreet+Brick / Mud
Wall / Simple
House / Telephon / CTV / Cooking Stove / Water pipe(m) / Courtyard flat ground (m2)
Longjing / Longshui / 1 / 5 / 19 / 5 / 3.8 / 1.2 / 1240 / 100 / 110 / 450 / 190

1.2.2 Investment and Fund

5  Total investment is 106.04 million Yuan, including 82.27 million Yuan for project construction, 11.74 million Yuan for other expense, 9.41 million Yuan for reserve 2.63 million Yuan for interest in construction period and advance contribution for World Bank loan, 76.20 million Yuan would be applied from World Bank, amounting to 71.86%; Remaining 29.84 million Yuan, amounting to28.14%, would be provided by finance department of Wushan project owner. Loan from World Bank will be repaid by the finance department of Wushan County. In addition, about 19.94 million RMB for land acquisition and resettlement will be borne by government matching fund separately.