2
Capital Investment Fund 2
Capital allocations for learning and teaching 2013-14Additional capital allocations for research 2013-14 and 2014-15
To / Heads of HEFCE-funded higher education institutionsHeads of HEFCE-funded further education colleges
Of interest to those responsible for / Senior management, Finance, Estates, IT
Reference / 2013/08
Publication date / April 2013
Enquiries to / Donna Iafrati, tel 0117 931 7357, e-mail
Executive summary
Purpose
1. This document sets out allocations for the second Capital Investment Fund (CIF2). It includes capital allocations for higher education institutions (HEIs) for learning and teaching and additional capital allocations for research for the financial year 2013-14.
Key points
2. The allocations to HEIs under CIF2 are determined by formulae.
3. Using the formulae, we have allocated £33 million to the second Learning and Teaching Capital Investment Fund (TCIF2) for the financial year 2013-14. These allocations are at Annex A and will be paid automatically in three equal instalments in August and November 2013 and February 2014.
4. In March 2011 we published ‘Capital Investment Fund 2: Capital allocations for learning and teaching 2012-13; capital allocations for research 2011-12 to 2014-15’ (HEFCE 2011/08, available at www.hefce.ac.uk/pubs/hefce/2011/11_08/) in which we announced the second Research Capital Investment Fund (RCIF2).
5. The HEFCE Board reviewed its non-recurrent funding decisions on 31 January 2013, and agreed to increase RCIF2 for the financial year 2013-14 by £3 million. The additional RCIF2 allocations are at Annex B. These funds will be paid automatically in three equal instalments in August and November 2013 and February 2014.
6. These allocations can be used to invest in HEIs’ supporting infrastructure.
Action required
7. No action is required.
Background
8. The second round of capital funding provided through the Capital Investment Fund (CIF) provides funding from April 2011 to March 2015.
9. The first round of CIF provided funding from April 2008 to March 2011. Prior to 2008, capital funding was provided through:
a. Project capital allocations, which have addressed learning and teaching and IT capital requirements since 2000.
b. The Science Research Investment Fund, which has addressed research capital requirements since 2002.
Capital Investment Fund 2
10. As with the first Capital Investment Fund, CIF2 should be regarded as a single source of capital funding to support investment in higher education institutions' (HEIs') physical infrastructure. Within this there are two elements: the Learning and Teaching Capital Investment Fund (TCIF) and the Research Capital Investment Fund (RCIF).
11. Further information regarding the aims of TCIF and RCIF can be found in the March 2011 publication ‘Capital Investment Fund 2: Capital allocations for learning and teaching 2012-13; capital allocations for research 2011-12 to 2014-15’ (HEFCE 2011/08, available at www.hefce.ac.uk/pubs/hefce/2011/11_08/).
Funding available
12. In January 2013 the Board agreed that £33 million would be distributed through TCIF2 to HEIs in financial year 2013-14. These allocations are listed at Annex A.
13. These funds are available to support learning and teaching. The £33 million includes £3 million for science and engineering teaching laboratories.
14. We will announce the allocation covering TCIF2 for 2014-15 after we have received the 2014-15 annual grant letter from the Department for Business, Innovation and Skills and once the Board has decided how any further teaching capital is to be distributed.
15. Also in January the Board agreed that an additional £3 million is to be distributed through RCIF2 in the financial year 2013-14. These allocations are listed at Annex B.
16. Some institutions have not met the requirements of CIF2. In these instances we have allocated only 60 per cent of their original formula-based allocation.
How the allocations were calculated
17. The formulae we have used to allocate funding to HEIs are set out below.
Learning and Teaching Capital Investment Fund 2
18. For TCIF2 £30 million has been allocated pro rata to the sum of an HEI’s[1]:
· final 2011-12 mainstream standard teaching resource
· 2011-12 widening participation allocations
· 2011-12 improving retention allocations
· 2011-12 research-informed teaching allocations
· 2011-12 institutional learning and teaching strategies
· 2011-12 Teaching Agency resource for initial teacher training
· 2011-12 clinical consultants’ pay allocations
· 2011-12 senior academic GPs’ pay allocations
· 2011-12 NHS pensions scheme compensation
· 2011-12 targeted allocations for part-time undergraduates, accelerated/intensive provision, institution-specific, maintaining capacity in strategically important and vulnerable subjects (SIVS) following the equivalent or lower qualification (ELQ) policy, additional funding for very high cost and vulnerable science subjects.
19. For science and engineering laboratories, £3 million has been allocated pro rata to the final 2010-11 mainstream standard teaching resource for price group B only.
20. Annex A shows details of estimated indirectly funded student full-time equivalent (FTE) that is included within HEIs’ TCIF2 allocations.
21. As in previous years, where the operation of these formulae would result in an allocation of less than £10,000 we have allocated no funding.
Additional Research Capital Investment Fund 2
22. The additional RCIF2 funding has been allocated pro rata to the existing research capital allocations for the years 2011-12 to 2014-15.
Funding for the support of HEI infrastructure
23. HEFCE recognises that, in many cases, capital investment in infrastructure supports both learning and teaching, and research. TCIF2 and RCIF2 can fund capital investment for both teaching and research.
Action required
24. Institutions have been informed whether they have satisfied the requirements of the second Capital Investment Framework; no further action is required.
Annex A: Capital allocations for learning and teaching 2013-14Institution / £ / 2011-12 Total fundable franchised FTEs
Anglia Ruskin University / 307,941 / 1393
Aston University / 167,337 / 17.5
University of Bath / 279,676 / 593
Bath Spa University / 140,159 / 762
University of Bedfordshire / 264,410 / 1296.5
Birkbeck College / 177,113 / 0
University of Birmingham / 561,730 / 0
Birmingham City University / 330,090 / 412
University College Birmingham / 86,773 / 0
Bishop Grosseteste University / 50,065 / 0
University of Bolton / 141,644 / 679.5
The Arts University Bournemouth / 67,744 / 0
Bournemouth University / 302,601 / 2142.5
University of Bradford / 252,973 / 49
University of Brighton / 386,136 / 1353.5
University of Bristol / 469,563 / 29
Brunel University / 269,583 / 0
Buckinghamshire New University / 134,234 / 315
University of Cambridge / 404,102 / 0
Institute of Cancer Research / 0 / 0
Canterbury Christ Church University / 243,391 / 811
University of Central Lancashire / 511,597 / 3397
University of Chester / 197,137 / 0
University of Chichester / 107,448 / 108
City University, London / 178,797 / 89
Courtauld Institute of Art / 0 / 0
Coventry University / 376,551 / 2
Cranfield University / 75,038 / 0
University for the Creative Arts / 136,381 / 0
University of Cumbria / 188,574 / 205.5
Conservatoire for Dance and Drama / 52,627 / 0
De Montfort University / 385,098 / 684.5
University of Derby / 281,768 / 0
University of Durham / 319,679 / 0
University of East Anglia / 283,314 / 1233
University of East London / 291,427 / 626.5
Edge Hill University / 245,156 / 203.5
Institution / £ / 2011-12 Total fundable franchised FTEs
Institute of Education / 66,124 / 0
University of Essex / 221,243 / 2185.5
University of Exeter / 339,000 / 0
Falmouth University / 92,899 / 0
University of Gloucestershire / 155,185 / 238.5
Goldsmiths' College / 131,507 / 0
University of Greenwich / 446,928 / 2156.5
Guildhall School of Music & Drama / 16,355 / 0
Harper Adams University / 98,192 / 272
University of Hertfordshire / 383,983 / 1305
Heythrop College / 0 / 0
University of Huddersfield / 373,606 / 1099.5
University of Hull / 318,544 / 101.5
Imperial College London / 410,217 / 20
Keele University / 194,058 / 0
University of Kent / 370,034 / 917.5
King's College London / 505,385 / 0
Kingston University / 502,562 / 2036.5
Lancaster University / 205,913 / 0
University of Leeds / 663,665 / 41
Leeds College of Art / 27,794 / 0
Leeds Metropolitan University / 461,126 / 152.5
Leeds Trinity University / 64,259 / 0
University of Leicester / 302,006 / 51
University of Lincoln / 248,842 / 32.5
University of Liverpool / 484,503 / 826
Liverpool Hope University / 142,524 / 0
Liverpool John Moores University / 471,350 / 14.5
Liverpool Institute for Performing Arts / 18,180 / 0
University of the Arts London / 295,397 / 188
University of London / 0 / 0
University College London / 507,872 / 166.5
London Business School / 0 / 0
London School of Economics and Political Science / 81,591 / 0
London School of Hygiene & Tropical Medicine / 24,866 / 0
London Metropolitan University / 379,605 / 349.5
London South Bank University / 298,601 / 308.5
Loughborough University / 327,890 / 0
University of Manchester / 718,406 / 80
Manchester Metropolitan University / 634,204 / 39
Middlesex University / 342,646 / 1562
Institution / £ / 2011-12 Total fundable franchised FTEs
University of Newcastle upon Tyne / 465,673 / 17
Newman University / 62,616 / 0
University of Northampton / 201,706 / 612
University of Northumbria at Newcastle / 410,988 / 0
Norwich University of the Arts / 47,619 / 0
University of Nottingham / 588,622 / 2
Nottingham Trent University / 498,806 / 67.5
Open University / 1,259,655 / 0
School of Oriental and African Studies / 56,850 / 70.5
University of Oxford / 386,186 / 0
Oxford Brookes University / 268,885 / 889
University of Plymouth / 591,788 / 6,500.5
University College Plymouth St Mark & St John / 53,002 / 49.5
University of Portsmouth / 452,705 / 268.5
Queen Mary, University of London / 384,804 / 188
Ravensbourne / 56,785 / 0
University of Reading / 142,669 / 90
Roehampton University / 186,803 / 0
Rose Bruford College / 21,005 / 0
Royal Academy of Music / 24,925 / 0
Royal Agricultural College / 22,431 / 0
Royal College of Art / 56,038 / 0
Royal Central School of Speech and Drama / 29,840 / 0
Royal College of Music / 24,825 / 0
Royal Holloway, University of London / 170,832 / 172.5
Royal Northern College of Music / 32,070 / 0
Royal Veterinary College / 105,770 / 0
St George's Hospital Medical School / 122,089 / 0
St Mary's University College / 97,562 / 0
University of Salford / 347,455 / 22
University of Sheffield / 500,461 / 16
Sheffield Hallam University / 519,770 / 76
University of Southampton / 439,937 / 123.5
Southampton Solent University / 265,052 / 18
Staffordshire University / 329,981 / 2,073.5
Universities of East Anglia and Essex; Joint Provision at University Campus Suffolk / 90,926 / 674.5
University of Sunderland / 274,789 / 1251
University of Surrey / 201,888 / 122
University of Sussex / 231,669 / 167
Teesside University / 334,897 / 1,940.5
Institution / £ / 2011-12 Total fundable franchised FTEs
Trinity Laban Conservatoire of Music and Dance / 43,717 / 0
University of Warwick / 353,475 / 143.5
University of the West of England, Bristol / 482,933 / 1884
The University of West London / 150,542 / 438
University of Westminster / 372,398 / 395.5
University of Winchester / 112,118 / 37
University of Wolverhampton / 360,455 / 703
University of Worcester / 178,227 / 1,245
Writtle College / 34,952 / 0
University of York / 283,070 / 47
York St John University / 96,941 / 0
School-centred ITT / 65,816 / 0
Total: / 32,889,937
Some institutions have not met the requirements of CIF2. In these instances we have allocated only 60 per cent of their original formula-based allocation.
Annex B: Additional capital allocations for research 2013-14Institution / £
Anglia Ruskin University / 1,020
Aston University / 8,587
University of Bath / 33,315
Bath Spa University / 423
University of Bedfordshire / 1,830
Birkbeck College / 13,261
University of Birmingham / 90,859
Birmingham City University / 2,586
University College Birmingham / 0
Bishop Grosseteste University College / 0
University of Bolton / 1,660
The Arts University College Bournemouth / 0
Bournemouth University / 2,334
University of Bradford / 9,437
University of Brighton / 6,717
University of Bristol / 96,492
Brunel University / 16,104
Buckinghamshire New University / 467
University of Cambridge / 248,431
Institute of Cancer Research / 31,973
Canterbury Christ Church University / 1,052
University of Central Lancashire / 5,070
University of Chester / 555
University of Chichester / 347
City University, London / 10,558
Courtauld Institute of Art / 499
Coventry University / 3,511
Cranfield University / 31,786
University for the Creative Arts / 407
Conservatoire for Dance and Drama / 0
De Montfort University / 7,443
University of Derby / 322
University of Durham / 48,041
University of East Anglia / 32,956
University of East London / 2,227
Edge Hill University / 391
Institute of Education / 18,261
University of Essex / 18,227
Institution / £
University of Exeter / 31,642
Falmouth University / 279
University of Gloucestershire / 996
Goldsmith’s College / 8,733
University of Greenwich / 4,416
Guildhall School of Music & Drama / 0
Harper Adams University / 539
University of Hertfordshire / 7,645
Heythrop College / 0
University of Huddersfield / 2,886
University of Hull / 10,217
Imperial College London / 227,232
Keele University / 10,288
University of Kent / 17,284
King's College London / 108,265
Kingston University / 3,675
Lancaster University / 29,964
University of Leeds / 101,733
Leeds Metropolitan University / 1,909
Leeds Trinity University / 0
University of Leicester / 43,851
University of Lincoln / 1,669
University of Liverpool / 76,670
Liverpool Hope University / 0
Liverpool John Moores University / 9,197
Liverpool Institute for Performing Arts / 0
University of the Arts London / 4,430
University of London / 1,322
London Business School / 3,462
London School of Economics and Political Science / 20,513
London School of Hygiene & Tropical Medicine / 30,442
London Metropolitan University / 4,141
London South Bank University / 3,852
Loughborough University / 36,368
University of Manchester / 183,661
Manchester Metropolitan University / 6,403
Middlesex University / 3,783
University of Newcastle upon Tyne / 71,996
Newman University / 0
University of Northampton / 1,036
University of Northumbria at Newcastle / 3,867
Norwich University of the Arts / 0
Institution / £
University of Nottingham / 95,979
Nottingham Trent University / 5,300
Open University / 17,161
School of Oriental and African Studies / 5,144
University of Oxford / 261,766
Oxford Brookes University / 5,742
University of Plymouth / 11,778
University College Plymouth St Mark & St John / 0
University of Portsmouth / 5,879
Queen Mary, University of London / 57,850
Ravensbourne / 0
University of Reading / 20,107
Roehampton University / 2,364
Rose Bruford College / 0
Royal Academy of Music / 289
Royal Agricultural College / 0
Royal Central School of Speech and Drama / 0
Royal College of Art / 2,642
Royal College of Music / 399
Royal Holloway, University of London / 17,598
Royal Northern College of Music / 0
Royal Veterinary College / 8,776
St George's Hospital Medical School / 11,763
St Mary's University College / 0
University of Salford / 10,722
University of Sheffield / 96,072
Sheffield Hallam University / 9,366
University of Southampton / 88,355
Southampton Solent University / 0
Staffordshire University / 788
Universities of East Anglia and Essex; Joint Provision at University Campus Suffolk / 0
University of Sunderland / 2,807
University of Surrey / 27,917
University of Sussex / 32,147
Teesside University / 2,712
Trinity Laban Conservatoire of Music and Dance / 0
University College London / 224,829
University of Warwick / 68,021
University of the West of England, Bristol / 9,295
The University of West London / 748
University of Westminster / 5,998
University of Winchester / 641
Institution / £
University of Wolverhampton / 3,048
University of Worcester / 394
Writtle College / 0
University of York / 49,801
York St John University / 0
Total / 2,985,713
Some institutions have not met the requirements of CIF2. In these instances we have allocated only 60 per cent of their original formula-based allocation.