S.M.Gupta & Co.
QUESTIONNAIRE
NAME:
QUALIFICATION:
IPCC / CA FINAL / GROUP I / GROUP II / BOTHPRACTICAL EXPERIENCE:-
1. INCOME TAX: REPRESENTATION IN DEPARTMENT YES / NO
2. DRAFTING OF LETTER IN CONNECTION PROCEEDING
BEFORE ITO, OTHER CORRESPONDENCED REGARDING
TDS REFUND, PENALTIES RECTIFICATION.
YES / NO
3. DRAFTING OF APPEAL / CIT / TRIBUNAL YES / NO
4. PREPARATION OF RETURN & FILLING YES / NO
5. PREPARATION OF ACCOUNTS & TALLY YES / NO
6. MANNUAL ACCOUNTS YES / NO
7. ONLINE FILING OF TDS RETURN YES / NO
8. ONLINE FILING OF 23AC, 23ACA, 20B, 66,
23B, MINUTES / COMPLIANCE OF SCRA / SEBI /
STOCK EXCHANGE / SALE AGREEMENT. YES / NO
9. FILING OF VARIOUS REPORTS TO STOCK
EXCHANGE. YES / NO
10. CERTIFICATE U/S 54 (V) OF SCRA ACT YES / NO
11. OTHER SECRETERIAL WORK YES / NO
ACCOUNTS & AUDITING
1. VOUCHING CASH, BANK, JOURNAL, VALUATION,
VERIFICATION,OF ASSETS LIABILITIES, LEDGER
SCRUTINY, DRAFTING OF REPORT, AAS, AS, SPECIAL
ACT. YES / NO
2. TAX AUDIT YES / NO
3. PROJECT REPORTS YES / NO
4. SHARE BROKING YES / NO
5. BANK LOAN PROCESSING YES / NO
6. LIMITED CO. – MANNUAL DRAFTING OF P/L
& B/S YES / NO
7. DRAFT OF AUDITORS REPORT YES / NO
8. DIRECTOR’S REPORT YES / NO
9. ORACLE / SAP / IFRS YES / NO
10. ORACLE IMPLEMENTATION SAP / R3 / IFRS YES / NO
11.FINANCIAL ANNALYSIS & INVESTMENT &
PORTFOLIO MANAGEMENT YES / NO
12. OPERATION IN CAPITAL MARKET YES / NO
13. ADMININSTRATION HEAD IN ANY ORGANISATION
/ UNIT / INSTITUTION YES / NO
14. AREAS OF INDEPENDENT WORKING?
15. DURATION OF JOB: A) TILL RESULTS
B) JULY TO SEPTEMBER2016
C) MARCH 2016
D) BEYOND SEPTEMBER 2016
16. Prerequisites as per Professional ethics & standards by ICAI in case appointed.
Disclose , if appointed .
1a. Whether you/ or your relative ↄDirector ↄPartner ↄProprietor
anywhere in as
(attach a list of relation) ↄBusiness relationship ↄHolding or having
(purchases more than 1 lakh) any right in shares/ . deb or involment . in above
Mother,father,sister ,brother,
Seller,3 stages of linear ascendants
And descendants. ↄBorrower
- Whether willing to give disclosure of intent in
Any client before accepting the allotted assignment ↄYes ↄNo
2. Whether agreeable to ethical principles to perform
As per professional standards, regulations and legal
Requirement ↄYes ↄNo
a)Integrity
b)Objectivity
c)Professional competence & due care
d)Confidentiality
e)Employment relationship with audit clients ,
Their owners & officials
17. WHY YOU PREFER A CA FIRM THAN AN INDUSTRY?
IF INDUSTRY WHICH SECTOR? BANKING & INSURANCE / SOFTWARE /
MANUFACTURING / DISTRIBUTION / IF OTHERS PLEASE MENTION.
18. WHAT POSITION YOU WOULD LIKE TO HAVE IN A CA FIRM? WHETHER
YOU HAVE APPLIED ANY WHERE ELSE?
- EXPECTED SALARY?
- ANNUAL GROWTH?
21. WHETHER MOBILE FOR TRANSFERABLE JOBS? YES / NO
22. PASSPORT NO:
23. EXPECTED MARRIAGE TIME – AND HOW DO YOU THINK YOU CAN
HANDLE OBSTACLE IN PROFESSIONAL CAREER AFTER GETTING
MARRIED?
24. ARE YOU SURE YOU WANT TO CONTINUE JOB AFTER MARRIAGE /
CHILD.
25. DO YOU WANT TO JOIN AS A TRAINEE BECAUSE YOU LACK
EXPERIENCE.
26. EXPECTED STRIPPEND DURING TRAINNING PERIOD?
27. WORKING HOURS / OVERTIME?
28. WORKING UNDER PRESSURE? YOU CAN WORK OVERTIME DURING
PRESSURE?
29. DISTANCE OF OFFICE (HOME TO OFFICE)?
30. IF EXPERIENCED:
Pre Qualification / Nature of assignment / Nature of Job / DetailsYear 1
Year 2
Year 3
31.
NAME OF THE CLIENT / Year / Your Role / Team size / Targeted Time32.
Post Qualification / Nature of assignment / Your Role / DetailsYear 1
Year 2
Year 3
33. CAREER OPPORTUNITY ( Please tick the appropriate choice)
A) INDUSTRY
B) CAPITAL MARKET
C) CA FIRM
D) BANKS / INSURANCE
E) OTHERS
34. AFTER BECOMING FCA WHERE WOULD YOU LIKE TO SEE YOURSELF IN
AN ORGANISATION?
35. IF YOU ARE SELECTED HOW MUCH TIME YOU REQUIRE TO JOIN?
DATE: ------
TIME: SIGNATURE