Illinois Department of Financial and Professional Regulation

Illinois Department of Financial and Professional Regulation

Division of Banking

320 West Washington Street – 5th flr.

Springfield, Illinois62786

Phone: (217) 524-5364 Fax: (217) 557-0330

FOREIGN CORPORATE FIDUCIARY REPORT

For the Calendar Year Ending

December 31,2015

Legal address on file for the institution:

1. Indicate any changes in the name and address of your institution if different than Address on file with the Division of Banking.

Name
Address of institution
(Street Address/City/
State and Zip Code)

1. Indicate the authority by which the institution was granted fiduciary powers (i.e., state banking department, Comptroller of the Currency), and if there has been any change in said authority or charter since the last report was filed with the Illinois Department of Financial and Professional Regulation. If you list State, please indicate which state.

1. Indicate the specific fiduciary capacities in which you are currently acting in the State of Illinois. (Do not list specific accounts but rather the capacity [i.e., trust under will, trustee under corporate bond indenture, trustee for employee benefit accounts, etc.]).

1. / 5.
2. / 6.
3. / 7.
4. / 8.

1. Does the institution intend to act in any other capacity not listed in Question 4, and for which the institution has not been currently granted the authority to act? (Note that the institution may not act in additional capacities without the approval of the Illinois Department of Financial and Professional Regulation). See form IL 505-0296, Application to Amend A Certificate of Authority of A Foreign Corporate Fiduciary to Authorize Additional Powers.

1. Does the institution desire to continue to retain its authority to act as a fiduciary in Illinois?

YES NO If no, then please complete the enclosed form, IL505-0367,

Certificate of Executive Officer of A Foreign Corporate Fiduciary Desiring

to Surrender its Certificate of Authority to Act in the State of Illinois, with the original Certificate of Authority (if available).

1. Provide the name,telephone number and contact information of at least one officer of the institution that the Illinois Department of Financial and Professional Regulation may contact concerning the institution acting as a fiduciary in Illinois.

Foreign Corporate Fiduciary Annual Renewal Contact Officer:

Name (print):
() / Title:
Area Code and Phone Number: / Full Business Address:
Business E-Mail(must provide):City/State/Zip:

1. Has the institution established any trust representative offices in the State of Illinois?

YES NO

If yes, for each representative office maintained by the institution (Question #1), list the address and telephone number of each, the name and title of the person managing each location, and the fiduciary activities performed at each location. Please attach a separate document if you do not have enough room on the annual report.

Number of trust representative offices in Illinois
()
Office Address / Phone Number of Office
Name of Person who manages this location / Title
Activities performed at this Office:
()
Office Address / Phone Number of Office
Name of Person who manages this location / Title
Activities performed at this Office:
()
Office Address / Phone Number of Office
Name of Person who manages this location / Title
Activities performed at this Office:

C E R T I F I C A T I O N

I hereby certify that the information contained in this report is true and complete to the best of my knowledge and belief. I understand that the submission of false information with the intention to deceive the Secretary or his administrative officers is a felony, 205 ILCS 620/8-1.

Signature
Printed/Typed Name
Title()
Area Code and Phone Number
Mailing Address
City/State Zip Code @
Business Email

If your institution’s Automated Clearing House (ACH) information has changed since the last Annual payment, a Designation For Automated Clearinghouse Payment of Regulatory Fees Change form has been attached for your convenience. This form must be returned to the Department no later than Tuesday, December 15, 2015 for ACH changes to be effective this year.

DEPARTMENT OF FINANCIAL AND PROFESSIONAL REGULATION

Division of Banking

DESIGNATION FOR AUTOMATED CLEARINGHOUSE PAYMENT OF REGULATORY FEES
Name: / DFPR
Account #:
Address:
City, State, Zip Code:

The undersigned hereby acknowledges that the Department of Financial and Professional Regulation (“Department”), Division of Banking will initiate debit entries to the account at the Depository or entity designated below, for the purpose of collecting assessed supervisory fees. It is further acknowledged that it remains the institution's responsibility to notify the Department of changes in depositories or account numbers and to have adequate funds in the account to be debited to be able to properly pay the remittance due to the Department. If the institution does not have an account at a facility that does not participate in the Automated Clearing House (ACH) Program, you must contact a qualifying institution and establish an account for regulatory payments.

Please type or print legibly

DEPOSITORY NAME / ACCOUNT NAME
CITY / STATE / ZIP

Please check one of the following

This is an account held within my institution.

This is an account held with a Correspondent Financial institution. (NOTE: If you choose this box, the Routing Transit Number below should be that of your Correspondent.)

This is an account held with my Holding Company. (NOTE: If you choose this box, the Routing Transit Number below should be that of your Holding Company.)

ROUTING TRANSIT NUMBER OF FINANCIALACCOUNT NUMBER TO BE DEBITED

INSTITUTION ABOVE (9 digit number)(17 digit maximum)

TYPE OF ACCOUNT (Please check one): / Direct Deposit (Checking) / General Ledger / Savings

The undersigned agrees to notify the Department, or cause the Department to be notified either by using the Automated Clearing House Network or by written notification of a change of the above designated Routing Transit Number or Account Number at least 30 days prior to the next established payment date.

The undersigned acknowledges that failure to allow the Department of Financial and Professional Regulation to debit assessments from the designated deposit account or to ensure that funds in an amount at least equal to the invoiced amount are available to the Department for direct debit shall be deemed to constitute nonpayment of the assessment. This authorization revokes all prior direct authorization notifications applicable to the debits and will remain in effect until revoked by written notification.

The method of fee collection shall be governed by the rules of the National Automated Clearing House Association, and the Uniform Commercial Code.

Authorized Representative: / Title:

[Please print][Please print]

Telephone Number: / ( )

[Please print]

Signed: / Date:

(May only be authorized by President, Vice-President or Cashier of the Institution)[Please print]

Please complete and return to: IDFPR - DIVISION OF BANKING

Bureau of Banks, Trust Companies, and Savings InstitutionsPhone: (217) 524-5364

320 West Washington StreetFax: (217) 557-0330

Compliance Reporting – 5thFloor

Springfield, Illinois 62786

-

IL505-0687 (Rev. 11/2015)

Division of Banking

Bureau of Banks and Trust Companies

Foreign Corporate Fiduciary Non-Financial Data Survey Form

The Division of Banking is requesting disclosure of information that is necessary to accomplish the statutory purpose as outlined under the Corporate Fiduciary Act, {205 ILCS 620/5-1 (h)}. Disclosure of this information is REQUIRED. Failure to complete this form may result in a fine of $100 per day of noncompliance. This form has been approved by this Agency’s Forms Coordinator.

FOREIGN CORPORATE FIDUCIARY FORM
«Contact_Name»
«Address1»
«Address2»
«City», «State» «Zip»
Contact Type / Name / Title / Address / Business Phone / E-Mail /
Emergency After Hours Phone
Chief Executive Officer / ______/ ______
______/ ______/ ______
______/ ______/ ______
President / ______/ ______
______/ ______/ ______
______/ ______/ ______
Main Bank Phone Number / ______
Bank's Fax Number / ______
I certify that the information provided on this form is true and complete to the best of my knowledge and belief.
Signature of Officer: ______/ Title: ______
Typed Name: ______/ Date: ______
Completed by(printed):______/ Phone Number: ______
Please Return Form To:
Illinois Department of Financial and Professional Regulation
Division of Banking
ATTN: Compliance Reporting Section, 5th Floor
320 West Washington Street - Springfield, Illinois 62786
E-mail:
Fax Number – (217) 557-0330 -

IL505-0367 (REV 11/2015)

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