Assessment in Higher Education (Draft version – revision continuing)

1. Introduction:

Teachers are trainers are inevitably involved in assessing learners. It is an important, if not the most important factor in formal education at all levels. Assessment, the way it is designed and implemented especially at higher education indicates how various, and many times conflicting in the India scenario, requirements of the main stakeholders in the educational process – the students, teachers, parents, managements, employers and society more generally. The importance of assessment can scarcely be overemphasized. It is generally agreed to be single most important influence on learning. According to Erwin and Knight (1995 as quoted in Freeman and Lewis 1998) “if all other elements of the course point in one direction and the assessment arrangements in another, then the assessment arrangements are likely to have the greatest influence on the understood curriculum”. Unfortunately, assessment often works against, rather than for learning: “Assessment can encourage passive, reproductive forms of learning while simultaneously hiding the inadequate understanding to which such forms of learning inevitably lead”. In Indian context it is nor uncommon to hear statements like “if you focus on learning a subject well, you cannot get good marks in the final examination”, “getting good marks in examinations does not ensure good placement” or “one needs to prepare for placement separately from preparing to get good marks”. Unfortunately the design and practice of assessment can be hampered by a number of common myths (Freeman and Lewis 1998).

·  Assessment must always be a competitive process, with learners pitted against one another.

·  The excellence of a few requires the failures of many.

·  Fear of failure is the best form of motivation.

·  Collaboration between learners is cheating.

·  Assessment happens only at the end of the course.

·  Assessment processes should be hidden from the learner.

·  Anxiety and pain are necessary accompaniments to rigorous assessment.

·  Assessment can be fully objective and scientific.

·  If students assess themselves, they are overly generous.

We explore “assessment” in higher education with the assumption that all the above listed statements are myths.

2. What is Assessment?

The term ‘assessment’, (Brown, et.al. 1997) comes from Latin ‘ad sedere’, which means to sit down beside. Thus according to them assessment ‘is primarily concerned with providing guidance and feedback to the learner’. We take a position that this is indeed the main function of assessment. But the original use of this word was quite different. According to The New Shorter Oxford English Dictionary and Chambers Dictionary the sense of ’sit down beside’ derives from the word’s use by the legal profession, meaning to sit down beside judges in a court (Freeman and Lewis 1997). Some five or six hundred years ago, an assessor was a person who advised a judge or magistrate on technical points (compare the word ‘assize’) and these technical points seem largely to have related to fines or taxes. Indeed, the word is till used in relation to income tax (a tax assessment) and various kinds of insurance (assessment of loss). The main meanings of ‘assess’ have been to

·  Fix the amount of tax or fine

·  Impose a tax or fine on a person or community

·  Estimate the value (property, income and so on) for taxation

·  Estimate the worth or extent of, judge or evaluate

The last meaning is closest to the one that is used in education – a meaning associated with the word only since the middle of the twentieth century.

Assessment is formally defined as a measure of performance (Gagne et. al., 2005). Educational assessment is the process of documenting, usually in measurable terms, knowledge, skills, attitudes and beliefs. Assessment is a mechanism for providing instructors with data for improving their teaching methods and for guiding and motivating students to be actively involved in their own learning. As such, assessment provides important feedback to both instructors and students. Assessment gives us essential information about what our students are learning and about the extent to which we are meeting our teaching goals. But the true power of assessment comes in using it to give feedback to students. Improving the quality of learning in a course involves not just determining to what extent students have mastered course content at the end of the course; also involves determining to what extent students are mastering content throughout the course. Thus, in addition to providing the instructors with valuable information about our students' learning, assessment should assist the students in diagnosing their own learning. That is, assessment should help students "become more effective, self-assessing, self-directed learners." (Angelo & Cross, 1993, p.4)

There is considerable evidence showing that assessment drives student learning. More than anything else, our assessment tools tell students what we consider to be important. They will learn what we guide them to learn through our assessments. Traditional testing methods have been limited measures of student learning, and equally important, of limited value for guiding student learning. These methods are often inconsistent with the increasing emphasis being placed on the ability of students to think analytically, to understand and communicate at both detailed and "big picture" levels, and to acquire life-long skills that permit continuous adaptation to workplaces that are in constant flux. Moreover, because assessment is in many respects the glue that links the components of a course - its content, instructional methods, and skills development - changes in the structure of a course require coordinated changes in assessment

Evidence of the extent of students’ learning come their behavior, as used in its broadest sense. The students’ behavior may be specific to a course or more general, or it may encompass a wide range of activities like oral written and practical. What is assessed may be focused on a product (a report, a solution, a software program, physical unit produced), on the process by which a product is created or process alone; or any combination of these. These constitute evidence, in present day parlance, on which judgment may be based.

We can assess only a sample of the behavior as it is impractical to do otherwise. In a course on differential equations it is not possible to set questions on every possible combination of parameters and terms. Given such a practical constraint, we need to sample behavior that is representative of the required performance. The sample should be of sufficient size in order make proper judgment.

When we assess, we make inferences about students’ current and future performance. One type of inference is evaluation, which is an interpretation of assessment in terms of marks, grades (A, B, C etc.) or qualities (very good, good, fair, poor etc.). We use the word test to mean any procedure used to assess the performance described in the objectives.

As per IMSGolbal V2.1

Assessment is the process of measuring some aspect of a candidate. Assessment is carried out using ‘tests’ and the term Assessment is treated as being equivalent to an ‘Assessment Test’.

An Assessment Test is an organized collection of items that are used to determine the values of the outcomes (e.g., level of mastery) when measuring the performance of a candidate in a particular domain. An Assessment test contains all of the necessary instructions to enable the sequencing of the items and the calculation of the outcome values (e.g., the final test score).

Item is the smallest exchangeable assessment object within. An item is more than a 'Question' in that it contains the question and instructions to be presented, the ‘response processing’ to be applied to the candidates response(s) and the Feedback that may be presented.

3. Reasons for Assessing

Many different purposes underlie assessment, which in practice overlap. The purposes of assessment are selection, certification, describing, aiding learning and improving teaching.

Assessment helps in selection, for example when choosing students for a further course or for employment. Assessment in this context is used for prediction, for instance which students will be able to benefit from further study or how the individuals might perform in employment. This is seen mostly in examinations like JEE, CET, GATE and CAT, and in tests associated with campus recruitment. Selection can help the learner make a choice about his career. Selection has historically been linked to the ranking of students and, thus, as presented in a later section, with “norm referenced assessment”. Assessment in this form has been a means of positioning students in order of merit or achievement.

Certification indicates conforming that a student has reached a particular standard. This may be in the form of simple “pass” or “fail” (as the driving test) or “competent” or ‘not yet competent”. Assessment in these and similar circumstances certifies that a particular level of performance has been achieved.

Sometimes the outcome of assessment is a simple statement – a certificate, grade, mark. There is move, in recent times, towards describing what a student has learned or can do in greater detail. This can be done in the form of a profile.

Assessment can be used for learning, serving a very important purpose. Assessment can stimulate learning in many different ways:

·  Prompting or otherwise motivating students

·  Giving students practice so they can see how ell they are achieving learning outcomes

·  Following the practice with feedback to help students diagnose their strengths and areas that need to improve

·  Providing information that helps students plan what to do next

·  Helping students, and others concerned with their learning, to track progress

Assessment information can help a teacher to review the effectiveness of all instructional arrangements. If students regularly find the assignments difficult, it might suggest to the teacher that it is too demanding and he needs to change the instructional methods, revise the competencies, or help the students gain some relevant technical skills. Assessment results can also inform wider institutional decisions regarding which units/modules should be continued to be offered and which staff to recruit.

4. Modes of Assessment

There are several dimensions or “modes” of assessment. Assessment is often divided for the sake of convenience using the following distinctions:

1.  Formative and summative

2.  Objective and subjective

3.  Referencing (criterion-referenced, norm-referenced, and ipsative)

4.  Informal and formal

5.  Assessment of product and process

In each mode, it can be seen as operating on a continuum with two extremes, but with most practice operating somewhere in between.

Formative and summative: Assessment is often divided into formative and summative categories for the purpose of considering different objectives for assessment practices.

Summative assessment is intended to measure learning outcomes and report those outcomes to students, parents, and administrators In an educational setting, it generally occurs at the conclusion of a class, course, semester, or academic year. In the context of a course summative assessments are typically used to assign students a course grade. It is also referred to in a learning context as “assessment of learning”. Performance-based assessment is similar to summative assessment, as it focuses on achievement. A well-defined task is identified and students are asked to create, produce, or do something, often in settings that involve real-world application of knowledge and skills. Proficiency is demonstrated by providing an extended response. Performance formats are further differentiated into products and performances. The performance may result in a product, such as a painting, portfolio, paper, or exhibition, or it may consist of a performance, such as a speech, athletic skill, musical recital, or reading.

Formative assessment is generally carried out throughout a course or project. In an educational setting, formative assessment is used by teachers to consider approaches to teaching and next steps for individual learners and the class, and would not necessarily be used for grading purposes. Formative assessment, also referred to as "educative assessment" or “assessment for learning”, is used to aid learning. Assessment for learning is defined as “all those activities undertaken by teachers and/or students, which provide information to be used as feedback to modify the teaching and learning activities in which they are engaged” (Black and William 2004). The key features of assessment for learning are

·  High quality interactions: Classroom assessment involves high quality interactions, based on thoughtful questions, careful listening and reflective responses;

·  Involving students in their learning: Students and instructors are fully involved in deciding next steps in their learning and identifying who can help.

·  Feedback: Students and instructors are given timely feedback about the quality of their work and how to make it better.

·  Sharing criteria: Students and instructors are clear about what is learned and what success would be like.

A common form of formative assessment is “diagnostic assessment”. Diagnostic assessment measures a student's current knowledge and skills for the purpose of identifying a suitable program of learning. “Self-assessment” is a form of diagnostic assessment which involves students assessing themselves. “Forward-looking assessment” asks those being assessed to consider themselves in hypothetical future situations.

Objective and subjective: Assessment (either summative or formative) is often categorized as either objective or subjective. Objective assessment is a form of questioning which has a single correct answer. Subjective assessment is a form of questioning which may have more than one correct answer (or more than one way of expressing the correct answer). There are various types of objective and subjective questions. Objective question types include true/false answers, multiple choice, multiple-response and matching questions. Subjective questions include extended-response questions, essays, hypothesizing, creating plans etc. Objective assessment is well suited to the increasingly popular computerized or online assessment format.

Some have argued that the distinction between objective and subjective assessments is neither useful nor accurate because, in reality, there is no such thing as "objective" assessment. In fact, all assessments are created with inherent biases built into decisions about relevant subject matter and content, as well as cultural (class, ethnic, and gender) biases.

Referencing: Test results can be compared against an established criterion, or against the performance of other students, or against previous performance. Criterion-referenced assessment, typically using a criterion-referenced test, as the name implies, occurs when candidates are measured against defined (and objective) criteria. Criterion-referenced assessment is often, but not always, used to establish a person’s competence (whether s/he can do something). The best known example of criterion-referenced assessment is the driving test, when learner drivers are measured against a range of explicit criteria (such as “Not endangering other road users”).