Speech, Press, and the Constitution

Professor Richards, Spring 2006

History, Theory, and Procedure of 1st Amendment

  1. Theories that Support Freedom of Speech
  2. Historical Perspective
  3. Constitution writers concern with history of licensing and its replacement, punishment for seditious libel (bringing govt. into disrepute)
  4. Bill of Rights not included in Constitution because separation of powers and federalism were thought to be sufficient checks on government power
  5. Constitution ratified only b/c Bill of Rights would be included
  6. Language of the Constitution
  7. “Congress” refers to all government
  8. “No law” has never been interpreted to mean no law whatsoever
  9. “Of Speech or of the press” includes dancing, pictures, and act
  10. Search for Truth Rationale - Need to allow all perspectives in search for truth
  11. Holmes in Abrams – the search for truth is the very core of free society
  12. Marketplace of ideas is the essential metaphor that guides search for truth
  13. Usually we regulate where there is market failure, potentially problematic if we are trying to create inquiry free from government interference
  14. Truth may not be absolute, if there are multiple true ideas search for truth may not be a proper goal
  15. If truth is the only goal where does nonpolitical speech fit
  16. Self-governance Rationale – protect free expression b/c it allows people to better govern selves
  17. Output focused view: Meiklejohn (p11)
  18. Metaphor: Government at a town meeting
  19. Self-governing citizens need to make the best decisions and need the best information; regulation of speech cuts off supply of information
  20. Major problem is that this idea rests on the distinction between public speech and private speech; doesn’t protect literature, arts, other expressions
  21. Response: Self-govt only exists to extent that voters are educated
  22. Input focused view: Robert Post participatory theory says speech is valuable b/c acting in governing ourselves defines us as individuals (many factions define selves in this way)
  23. Self fulfillment and autonomy rationale (Post’s theory w/o governance - flawed)
  24. Only by reading, speaking, and arts can we have fulfilled creative individuals
  25. Flaws: Gardening, sex, etc. might fulfill, but these don’t go to individual rights
  26. Criticism: Just sophistry to get porn and nude dancing under 1st amendment
  27. Minor theories
  28. Checking valve: free speech keeps government within the limits of its authority
  29. Safety valve: People can persuade or at least vent rather than revolution and violence
  30. Tolerance: Shapes society’s intellectual compass and area of law for self-restraint
  31. Subversive Advocacy
  32. The English Tradition
  33. Three forms of restraint: Licensing, Constructive Treason and Seditious Libel
  34. Only Seditious libel relevant to America
  35. Blackstone (1769): English common law only outlawed prior restraint, can punish later
  36. Sedition Act and Patterson case in US adopted this tradition
  37. Zenger trial in colonies – truth became symbolic defense to seditious libel
  38. England – outlawed criticism of govt. even if truthful
  39. Early Cases – Bad tendency plus the impact of Zenger
  40. Sedition Act of 1798 upheld, but truth was defense and lapsed w/ pardons 1800
  41. Patterson v. CO (1907): Holmes upholds conviction of news editor who commented on pending CO SCt cases
  42. Main purpose of free speech is to prevent prior restraints
  43. Bad tendency test: Govt has power to punish speech that has any tendency, however remote, to bring about violations of the law
  44. Espionage Act – crime to obstruct success of the army or recruiting process
  45. Shaffer (1919) – Conviction upheld for mailing book saying war is immoral even w/o intent to harm war effort
  46. Masses (SDNY 1917) – As district judge, Hand draws line between expression of ideas and express incitement and says can’t stop mailing of revolutionary ideas, reversed above
  47. Doesn’t reject bad tendency, construes law based on tradition of free expression
  48. Is Hand overprotective of the clever speaker?
  49. Schenck (1919) – Holmes upholdsconviction for publishing opinion that draft was worse than conviction, applying bad tendency test using clear and present danger language
  50. Holmes assumes that first amendment applies to more than prior restraint for the sake of argument; this is read as law by future cases
  51. Clear and present danger test: Whether speech brings clear and present evil that Congress has a right to prevent is question in every case
  52. Later construed as different test, but really just restating bad tendency
  53. Holmes also writes opinions upholding two convictions of individuals critical of the draft in Frohwerk and Debs
  54. Abrams (1919) – Conviction for protesting involvement in revolutionary Russia upheld
  55. Holmes’ Dissent: arguably most important text in American free speech
  56. Bad tendency is correct test in war, but clear and present danger is correct test in this case (specifically says previous cases were right)
  57. Only existence of clear and present danger makes past convictions OK
  58. Clear and Present danger test (as interpreted by Holmes): Can convict if
  59. Clear and present danger of immediate harm
  60. Not here b/c surrepticious minor publication
  61. OR specific intent to create such a danger
  62. Nothing urged against war in Germany to fit Espionage Act
  63. New idea of letting the marketplace evaluate truth or falsity of idea
  64. Persecution of opinions is logical way to keep power if you know you are right, but men have learned that the ultimate goal of truth is better reached through the free trade of ideas – p32
  65. Best test of truth is power to get accepted by competition in market
  66. Holmes may be right, but power dynamics often determine “truth”
  67. State laws prohibiting types of speech
  68. Gitlow (1925) – Conviction upheld for publishing Manifesto of Socialist calling for proletariat to mob government and seize control
  69. Factual Differences
  70. Assumes that 1st Amend w/in “liberty” protection of 14th amendment
  71. This allows reach to NY criminal anarchy statute
  72. No call to arms now, but eventual need to overthrow the government
  73. Speech is outside of wartime
  74. Argue: Wartime needs more civil liberties or we have lost
  75. Argue: Need to win war takes precedent, then back to normal
  76. Categories of Speech from innocuous to very critical of govt.
  77. Criticize government policy (like Shenck)
  78. Law breaking may be necessary to achieve political goals
  79. Urges listener to accept proposition that we should break law sometime in the future
  80. Lawbreaking is necessary now (Dec. of Independence)
  81. Holmes Dissent
  82. Line should be: govt. can only regulate when lawbreaking imminent
  83. Teeth into the immediacy element of Holmes dissenting tradition
  84. The issue of deference
  85. State determined that speech was bad rather than outlawing an act and convicting for speech that threatens to cause act
  86. Majority defers to determination
  87. Holmes implicitly rejects deference, Brandeis considers in Whitney
  88. Today, unquestionably no deference to legislature
  89. Whitney (1927) – Conviction for being part of socialist revolutionary group upheld
  90. Defer to state unless arbitrary use of police power, ass’n criminally punishable
  91. Brandeis Dissent: w/ Holmes in intellectual project advocating free speech
  92. Imminence – express advocacy cannot be punished unless rises to level of imminent lawbreaking
  93. Seriousness – must be reasonable ground to fear serious harm
  94. Rationale for free speech
  95. Americans are self-governing which requires deliberation -Meiklejohn
  96. Holmes – marketplace is end in itself, Brandeis – marketplace is element of self-governance
  97. Deference and the Beginnings of Bifurcated Review
  98. Deference should be minimal b/c power of court to strike down personal rights should be no less than property rights
  99. Lockner – protects property rights, strikes down restrictions
  100. If we scrutinize property restrictions, should also scrutinize rights fundamental to our government
  101. Between Whitney and Dennis Court invalidates 3 subversive advocacy convictions
  102. Fiske (1927) – invalidates KS criminal syndicalism conviction b/c only evidence was preamble of group – no evidence group wanted to overthrow govt.
  103. Herndon (1937) – invalidates conviction b/c evidence insufficient to show that group advocated forcible subversion, membership recruitment not enough
  104. DeJonge (1937) – Invalidates criminalization of Communist Party; invalid law as applied to non-member when no evidence about what meeting entailed
  105. Each applies Gitlow-Whitney, but defendants don’t have necessary culpability
  106. Taking a closer look: Cases analyze evidence to make sure people aren’t imprisoned just for being associated with the wrong people
  107. Shows change in understanding and the malleability of the doctrine
  108. Stromberg (1931) – court invalidates conviction for raising red flag at children’s camp, because of overbreadth. Out of line with cases of the time
  109. Carolene Products (1938) – Economic regulation gets rational basis review, but narrower presumption of constitutionality w/ textual commitment to rights such as Bill of Rights
  110. Dennis (1951) – leaders of Communist party in US convicted of advocacy and conspiring to overthrow the government with a plurality opinion
  111. People believed that struggle between capitalism and communism was coming and the movement toward change was abandoned for conviction in HUGE case
  112. Vinson’s plurality opinion
  113. Incitement to action punishable under clear and present danger test
  114. Court considers gravity of evil discounted by probability
  115. Invasion of speech justified if necessary to avoid danger
  116. Imminence and non-deference from Holmes/Brandeis not present
  117. Historically revolution wasn’t imminent, but Vinson says that revolution is so bad we don’t wait until eve of destruction
  118. Court defers to Congress finding that communist party is real danger
  119. Frankfurter’s super deference in concurrence rejects bifurcated review
  120. Douglass’ Dissent
  121. The enemy is the one who burns books, and we are doing the same thing by stopping the teaching of the four books used by communists
  122. Free speech is what will defeat the doctrine
  123. Communist books not purchased in marketplace of ideas
  124. State of the law after Dennis
  125. Possibly bad tendency for really dangerous actions
  126. Clear and present danger is either very malleable allowing judges to reachdecision they like, or its same as bad tendency
  127. Subversives go to jail but law gets more protective – Justices opinions
  128. 7/8 reject Gitlow’s extreme deference (even if not w/ result), give some protection to express advocacy (balancing), and agree that Gitlow and Whitney are not the law
  129. 6/8 express advocacy is due less protection than other speech
  130. Majority adopts some form of clear and present danger
  131. The Brandenburg formulation
  132. Brandenburg v. Ohio (1969) – KKK convicted of advocating crime on TV reversed
  133. Per Curium Opinion
  134. Whitney has been thoroughly discredited
  135. Constitutional guarantees of free speech and press don’t permit a State to proscribe criminal advocacy except where such advocacy is directed to inciting 1) imminent lawless action and 2)is likelyto produce such action
  136. Most speech protective test that has been developed
  137. Douglass concurrence – Clear and present danger test should be out altogether
  138. Clear and present danger punishes loud and silly threats
  139. It is TOO MALLEABLE for judges making it a political trial
  140. Black – makes clear that he believes clear and present danger should be out even if the court positively cites Dennis
  141. State of the Law after Brandenburg: In order to curtail speech
  142. There must be advocacy of law violation
  143. The violation must be immediate
  144. Violation must be likely
  145. Restatement of the tests for dangerous ideas: Imminent v. Future Danger, Advocacy v. Mere Ideas
  146. Bad tendency – everything is punishable, now matter how remote or trivial
  147. Holmes and Brandeis would punish if danger is imminent. Even mere ideas punishable b/c there is no time for counterspeech
  148. Dennis would punish express advocacy whether imminent or not under C&P Danger
  149. Brandenburg only punishes if imminent and express advocacy AND lawbreaking likely
  150. Seriousness is not part of Brandenburg, but Dennis cited favorably
  151. Since Brandenburg there have been no criminal syndicalism cases, but there have been civil suits for damages when people copy movies
  152. Usually likeliness established b/c it already happened
  153. Usually immediately after the movie
  154. Turns on whether there was advocacy of law violation
  155. Cynical view: The court always grants just enough protection to seem better than the past, but not enough to cover the case at hand (Stone)
  156. Threats and Provocation ( intro to concepts of low value speech)
  157. Threats
  158. Bridges v. CA (1941) – Conviction for threatening to cripple west coast w/ strike if court decision enforced against him is reversed using Clear and Present Danger
  159. Black uses C&P danger test (later condemns for being malleable)
  160. Substantive evil must be extremely serious and degree of imminence extremely high before utterances can be punished
  161. Arguments that speech should be punishable
  162. Respect for role of judiciary: censorship is no way to earn respect
  163. Influence on judicial decisions: Taking away impartiality is a serious concern, but judge knows he will be criticized – no influence
  164. Frankfurter argues for punishment if there is pressure on judiciary – like bad tendency
  165. Watts (1969) – Conviction for threatening President reversed b/c saying that first man he wants to shoot is LBJ is hyperbole
  166. LAW: True threats are excluded from 1st Amendment protection
  167. Virginia v. Black defined true threats: Communicates a serious expression of an intent to commit an act of unlawful violence to another (or group)
  168. Line drawing is difficult and many threats are protected: Public threats on matters of public concern tend to get protection
  169. When we place things outside of the 1st Amendment court must be careful not to put important things outside of the protection
  170. Provocation: Speech that Provokes Hostile Reaction
  171. Cantwell v. Conn. (1940) – Conviction of Jehovah’s Witnesses playing phonograph for statute prohibiting solicitation of funds and for common law breach of peace reversed
  172. Requirement of permit to solicit is rejected under free exercise of religion clause- very unusual, could have been eliminated as prior restraint
  173. Common law breach of peace application is overbroad b/c phonograph is peacefully saying that Pope is an agent of Satan
  174. Cites Thornhill which protects labor picketing against AL statute because statute would stop even peaceful quiet picketing
  175. Statute must be narrowly drawn to not interfere with core speech
  176. While record may be rude, polite people can persuade people of the error their ways even if based on their most deeply held beliefs
  177. Terminello v. Chicago (1949) – Conviction for giving speech that stirs protesting public to anger reversed under C&P danger b/c can’t restrict speech b/c ideas offend audience
  178. Feiner v. NY (1951) Court upholds conviction of Feiner when asked, told, and ordered to stop preaching before arrested - Not clear if arrested for C&P danger or breach of peace
  179. Black argues that policeman is to blame, Feiner should have every right to speak
  180. Law breaker is the person threatening violence
  181. Skokie controversy: Court invalidates injunction of Nazi march in Jewish neighborhood
  182. Should Nazi group should get as much protection as black civil rights group
  183. Does protecting one make a judgment as to which idea is better
  184. European approach – we have never been wrong in condemning hatred
  185. Test for provocation is Clear and Present Danger, but last hostile audience came before Brandenburg in 1969
  186. Fighting Words and Provocative Epithets
  187. Chaplinsky v. NH (1942) – Conviction of JW for calling a police officer a damned racketeer and a fascist under statute prohibiting offensive language that could incite violence upheld b/c the language was fighting words
  188. Fighting words are category of speech not protected under 1st Amendment
  189. Not protected b/c they inflict injury merely by being said and tend to incite breach of peace
  190. Fighting words are words that men of common intelligence would expect to incite breach of peace
  191. Don’t know if C&P danger b/c we don’t know how the person provoked feels or acts
  192. Gooding (1972) eviscerates this decision with facts very similar to Chaplinsky, suggesting that Chaplinsky’s words would be protected today
  193. Suggests that Fighting words are extremely small category
  194. Categorical balancing approach rather than case by case clear and present danger test
  195. Definitional problem in that we don’t know what fits into this category
  196. Fighting words are worthy of categorical exception b/c
  197. Likely to provoke average person to assault which fails C&P danger
  198. Doesn’t contribute to marketplace of ideas or self-governance
  199. Verbal assault is just intended to injure, like physical assault
  200. Fighting words today
  201. Chaplinsky never overruled, always implicitly accept Chaplinsky in dicta
  202. Today free speech doctrine is more robust, we expect more tolerance b/c of changing cultural norms – reject mid-century understanding of masculinity
  203. Broader arguments
  204. Many conventional ideas were once radical, we only progress by allowing them in market
  205. Supported by argument that we should be taught how to be tolerant
  206. Some ideas don’t contribute to debate, speech just intended to injure can be real offense that state can protect with tort law
  207. If no speech injury what happens to intentional infliction of emotional distress
  208. Difficult to extricate offensive components from those that offer something
  209. Expression that Discloses Confidential Information
  210. National Security: Pentagon Papers (1971) – Court rejects govt. application for injunction to stop NY Times and Wash Post from publishing policy papers about Vietnam war
  211. Wiretapping cases currently don’t allow injunctions for this reason
  212. Potential to stop publication of secrets w/o prior restraint
  213. Criminal punishment for those who publish classified documents
  214. Criminal punishment for those who leak information as govt. employees
  215. Free speech rights of govt. employees limited b/c of need for internal government confidentiality
  216. Privacy: Cox Comm. (1975) and Florida Star (1989) – Broadcaster cannot be held liable in damages for publishing rape victim’s name
  217. Private truthful info lawfully obtained by press can’t be punished if newsworthy
  218. Court defers to press interpretation of what is newsworthy
  219. Reluctance to second guess due to chilling effect
  220. Individuals need to rely on press for accurate public information
  221. Bartnicki (2001) – wiretapping law can’t be applied to stop broadcast of intercepted phone call even if radio knew it was acquired illegally
  222. Due Process: Nebraska Press v.