Qualification Navigator

Job / CISI Qualification for threshold competence / CISI Member status / CISI Qualification for career progression / CISI Member Status
Advising and/or dealing in
equities and bonds/financial derivatives
(wholesale/retail) / Ø  Certificate in
Securities/Certificate in Securities - Retail
Ø  Certificate in
SFD/Certificate in SFD - Retail
Ø  Certificate in
Investment Management / ACSI / Diploma
CISI Masters in Wealth Management / MCSI
Advising and/or dealing
in derivatives
(wholesale/retail) / Ø  Certificate in
Derivatives/Certificate in Derivatives - Retail
Ø  Certificate in
Financial Derivatives
Ø  Certificate in
SFD/Certificate in SFD - Retail
Ø  Certificate in
Commodity Derivatives
Ø  Certificate in
Investment Management / ACSI / Diploma / MCSI
Investment Analyst / Ø  Certificate in
Securities/Certificate in Securities - Retail
Ø  Certificate in
Derivatives/Certificate in Financial Derivatives
Ø  Certificate in
SFD/Certificate in SFD - Retail
Ø  Certificate in
Investment Management
Ø  Certificate in
Commodity Derivatives / ACSI / Diploma / MCSI
Asset management / Ø  Certificate in
Investment Management / ACSI / Diploma (incl Investment Analysis & Fund Management) / MCSI
Call Centre staff/Receptionists / Ø  Introduction to
Investment
Ø  International
Certificate in Wealth Management / Affiliate
ACSI / Certificate in Investment Management / ACSI
Commodities futures broking / Ø  Certificate in
Commodity Derivatives
Ø  Certificate in
Derivatives / ACSI
Compliance / Diploma in Investment Compliance / MCSI
Corporate Finance / Ø  Certificate in
Corporate Finance / ACSI
Custody
[Safekeeping with administration] / Ø  Certificate in
Investment Management
Ø  Certificate in
Securities and Financial Derivatives
Ø  Certificate in
Securities / ACSI / Diploma / MCSI
Customer services / Ø  Introduction to
Investment - the Foundation Qualification
Ø  International
Certificate in Financial Advice / Affiliate
ACSI / CISI Masters in Wealth Management / MCSI
Discretionary portfolio management/
private client asset management/
private client stock broking / Ø  Certificate in
Investment Management
Ø  Certificate in
Securities - Retail
Ø  Certificate in SFD –
Retail / ACSI / CISI Masters in Wealth Management / MCSI
Fund management / Certificate in Investment Management / ACSI / Diploma (incl Fund Management & Investment Analysis paper) / MCSI
Induction Programme -
all levels of staff / Ø  Introduction to
Investment - the Foundation Qualification
Ø  International
Certificate in Financial Advice / Affiliate
ACSI / As appropriate
Information Technology / Ø  IT in Investment
Operations / Affiliate / IAQ
Institutional sales / Ø  Certificate in
Securities
Ø  Certificate in
Derivatives
Ø  Certificate in
Securities and Financial Derivatives / ACSI / Diploma / MCSI
Ø  Certificate in
Investment Management
Investment banking / Ø  Certificate in
Investment Management / ACSI / Diploma incl Fund Management & Investment Analysis / MCSI
Managing Investments / Ø  Certificate in
Investment Management / ACSI / Diploma
CISI Masters in Wealth Management / MCSI
Operational risk / Ø  Advanced Certificate in
Operational Risk / ACSI / Diploma in Investment Operations / MCSI
Overseeing roles
[Administration/Operations] / Ø  IAQ: Introduction to
Securities and Investment
+ Regulatory paper +
appropriate technical module: Asset Servicing, Collective Investment Schemes Admin,
CREST Settlement, Exchange-Traded Derivatives Admin,
Global Securities Operations, ISA & PEP Admin, IT in Investment Operations, Operational Risk, OTC Derivatives
Admin, Private Client Admin / ACSI / Diploma in Investment Operations
Advanced Certificate in Operational Risk
Advanced Certificate in Global Securities Operations
Advanced Certificate in Investment
Schemes Administration / MCSI
ACSI
ACSI
ACSI
Sales/Marketing / Ø  Introduction to
Investment - the Foundation Qualification
Ø  Certificate in
Investment Management / Affiliate
ACSI / Diploma (incl Regulation & Compliance & Private Client Investment Advice Management paper) / MCSI
Traders in equities/futures/bonds
[individuals working on firm’s behalf -
proprietary trading] / Ø  Certificate in
Securities
Ø  Certificate in
Derivatives
Ø  Certificate in
Securities and Financial Derivatives
Ø  Certificate in
Commodity Derivatives
Ø  Certificate in
Investment Management / ACSI / Diploma incl Financial Derivatives or
Bonds and Fixed Interest as appropriate / MCSI