Speech, Press, and the Constitution
Professor Richards, Spring 2006
History, Theory, and Procedure of 1st Amendment
- Theories that Support Freedom of Speech
- Historical Perspective
- Constitution writers concern with history of licensing and its replacement, punishment for seditious libel (bringing govt. into disrepute)
- Bill of Rights not included in Constitution because separation of powers and federalism were thought to be sufficient checks on government power
- Constitution ratified only b/c Bill of Rights would be included
- Language of the Constitution
- “Congress” refers to all government
- “No law” has never been interpreted to mean no law whatsoever
- “Of Speech or of the press” includes dancing, pictures, and act
- Search for Truth Rationale - Need to allow all perspectives in search for truth
- Holmes in Abrams – the search for truth is the very core of free society
- Marketplace of ideas is the essential metaphor that guides search for truth
- Usually we regulate where there is market failure, potentially problematic if we are trying to create inquiry free from government interference
- Truth may not be absolute, if there are multiple true ideas search for truth may not be a proper goal
- If truth is the only goal where does nonpolitical speech fit
- Self-governance Rationale – protect free expression b/c it allows people to better govern selves
- Output focused view: Meiklejohn (p11)
- Metaphor: Government at a town meeting
- Self-governing citizens need to make the best decisions and need the best information; regulation of speech cuts off supply of information
- Major problem is that this idea rests on the distinction between public speech and private speech; doesn’t protect literature, arts, other expressions
- Response: Self-govt only exists to extent that voters are educated
- Input focused view: Robert Post participatory theory says speech is valuable b/c acting in governing ourselves defines us as individuals (many factions define selves in this way)
- Self fulfillment and autonomy rationale (Post’s theory w/o governance - flawed)
- Only by reading, speaking, and arts can we have fulfilled creative individuals
- Flaws: Gardening, sex, etc. might fulfill, but these don’t go to individual rights
- Criticism: Just sophistry to get porn and nude dancing under 1st amendment
- Minor theories
- Checking valve: free speech keeps government within the limits of its authority
- Safety valve: People can persuade or at least vent rather than revolution and violence
- Tolerance: Shapes society’s intellectual compass and area of law for self-restraint
- Subversive Advocacy
- The English Tradition
- Three forms of restraint: Licensing, Constructive Treason and Seditious Libel
- Only Seditious libel relevant to America
- Blackstone (1769): English common law only outlawed prior restraint, can punish later
- Sedition Act and Patterson case in US adopted this tradition
- Zenger trial in colonies – truth became symbolic defense to seditious libel
- England – outlawed criticism of govt. even if truthful
- Early Cases – Bad tendency plus the impact of Zenger
- Sedition Act of 1798 upheld, but truth was defense and lapsed w/ pardons 1800
- Patterson v. CO (1907): Holmes upholds conviction of news editor who commented on pending CO SCt cases
- Main purpose of free speech is to prevent prior restraints
- Bad tendency test: Govt has power to punish speech that has any tendency, however remote, to bring about violations of the law
- Espionage Act – crime to obstruct success of the army or recruiting process
- Shaffer (1919) – Conviction upheld for mailing book saying war is immoral even w/o intent to harm war effort
- Masses (SDNY 1917) – As district judge, Hand draws line between expression of ideas and express incitement and says can’t stop mailing of revolutionary ideas, reversed above
- Doesn’t reject bad tendency, construes law based on tradition of free expression
- Is Hand overprotective of the clever speaker?
- Schenck (1919) – Holmes upholdsconviction for publishing opinion that draft was worse than conviction, applying bad tendency test using clear and present danger language
- Holmes assumes that first amendment applies to more than prior restraint for the sake of argument; this is read as law by future cases
- Clear and present danger test: Whether speech brings clear and present evil that Congress has a right to prevent is question in every case
- Later construed as different test, but really just restating bad tendency
- Holmes also writes opinions upholding two convictions of individuals critical of the draft in Frohwerk and Debs
- Abrams (1919) – Conviction for protesting involvement in revolutionary Russia upheld
- Holmes’ Dissent: arguably most important text in American free speech
- Bad tendency is correct test in war, but clear and present danger is correct test in this case (specifically says previous cases were right)
- Only existence of clear and present danger makes past convictions OK
- Clear and Present danger test (as interpreted by Holmes): Can convict if
- Clear and present danger of immediate harm
- Not here b/c surrepticious minor publication
- OR specific intent to create such a danger
- Nothing urged against war in Germany to fit Espionage Act
- New idea of letting the marketplace evaluate truth or falsity of idea
- Persecution of opinions is logical way to keep power if you know you are right, but men have learned that the ultimate goal of truth is better reached through the free trade of ideas – p32
- Best test of truth is power to get accepted by competition in market
- Holmes may be right, but power dynamics often determine “truth”
- State laws prohibiting types of speech
- Gitlow (1925) – Conviction upheld for publishing Manifesto of Socialist calling for proletariat to mob government and seize control
- Factual Differences
- Assumes that 1st Amend w/in “liberty” protection of 14th amendment
- This allows reach to NY criminal anarchy statute
- No call to arms now, but eventual need to overthrow the government
- Speech is outside of wartime
- Argue: Wartime needs more civil liberties or we have lost
- Argue: Need to win war takes precedent, then back to normal
- Categories of Speech from innocuous to very critical of govt.
- Criticize government policy (like Shenck)
- Law breaking may be necessary to achieve political goals
- Urges listener to accept proposition that we should break law sometime in the future
- Lawbreaking is necessary now (Dec. of Independence)
- Holmes Dissent
- Line should be: govt. can only regulate when lawbreaking imminent
- Teeth into the immediacy element of Holmes dissenting tradition
- The issue of deference
- State determined that speech was bad rather than outlawing an act and convicting for speech that threatens to cause act
- Majority defers to determination
- Holmes implicitly rejects deference, Brandeis considers in Whitney
- Today, unquestionably no deference to legislature
- Whitney (1927) – Conviction for being part of socialist revolutionary group upheld
- Defer to state unless arbitrary use of police power, ass’n criminally punishable
- Brandeis Dissent: w/ Holmes in intellectual project advocating free speech
- Imminence – express advocacy cannot be punished unless rises to level of imminent lawbreaking
- Seriousness – must be reasonable ground to fear serious harm
- Rationale for free speech
- Americans are self-governing which requires deliberation -Meiklejohn
- Holmes – marketplace is end in itself, Brandeis – marketplace is element of self-governance
- Deference and the Beginnings of Bifurcated Review
- Deference should be minimal b/c power of court to strike down personal rights should be no less than property rights
- Lockner – protects property rights, strikes down restrictions
- If we scrutinize property restrictions, should also scrutinize rights fundamental to our government
- Between Whitney and Dennis Court invalidates 3 subversive advocacy convictions
- Fiske (1927) – invalidates KS criminal syndicalism conviction b/c only evidence was preamble of group – no evidence group wanted to overthrow govt.
- Herndon (1937) – invalidates conviction b/c evidence insufficient to show that group advocated forcible subversion, membership recruitment not enough
- DeJonge (1937) – Invalidates criminalization of Communist Party; invalid law as applied to non-member when no evidence about what meeting entailed
- Each applies Gitlow-Whitney, but defendants don’t have necessary culpability
- Taking a closer look: Cases analyze evidence to make sure people aren’t imprisoned just for being associated with the wrong people
- Shows change in understanding and the malleability of the doctrine
- Stromberg (1931) – court invalidates conviction for raising red flag at children’s camp, because of overbreadth. Out of line with cases of the time
- Carolene Products (1938) – Economic regulation gets rational basis review, but narrower presumption of constitutionality w/ textual commitment to rights such as Bill of Rights
- Dennis (1951) – leaders of Communist party in US convicted of advocacy and conspiring to overthrow the government with a plurality opinion
- People believed that struggle between capitalism and communism was coming and the movement toward change was abandoned for conviction in HUGE case
- Vinson’s plurality opinion
- Incitement to action punishable under clear and present danger test
- Court considers gravity of evil discounted by probability
- Invasion of speech justified if necessary to avoid danger
- Imminence and non-deference from Holmes/Brandeis not present
- Historically revolution wasn’t imminent, but Vinson says that revolution is so bad we don’t wait until eve of destruction
- Court defers to Congress finding that communist party is real danger
- Frankfurter’s super deference in concurrence rejects bifurcated review
- Douglass’ Dissent
- The enemy is the one who burns books, and we are doing the same thing by stopping the teaching of the four books used by communists
- Free speech is what will defeat the doctrine
- Communist books not purchased in marketplace of ideas
- State of the law after Dennis
- Possibly bad tendency for really dangerous actions
- Clear and present danger is either very malleable allowing judges to reachdecision they like, or its same as bad tendency
- Subversives go to jail but law gets more protective – Justices opinions
- 7/8 reject Gitlow’s extreme deference (even if not w/ result), give some protection to express advocacy (balancing), and agree that Gitlow and Whitney are not the law
- 6/8 express advocacy is due less protection than other speech
- Majority adopts some form of clear and present danger
- The Brandenburg formulation
- Brandenburg v. Ohio (1969) – KKK convicted of advocating crime on TV reversed
- Per Curium Opinion
- Whitney has been thoroughly discredited
- Constitutional guarantees of free speech and press don’t permit a State to proscribe criminal advocacy except where such advocacy is directed to inciting 1) imminent lawless action and 2)is likelyto produce such action
- Most speech protective test that has been developed
- Douglass concurrence – Clear and present danger test should be out altogether
- Clear and present danger punishes loud and silly threats
- It is TOO MALLEABLE for judges making it a political trial
- Black – makes clear that he believes clear and present danger should be out even if the court positively cites Dennis
- State of the Law after Brandenburg: In order to curtail speech
- There must be advocacy of law violation
- The violation must be immediate
- Violation must be likely
- Restatement of the tests for dangerous ideas: Imminent v. Future Danger, Advocacy v. Mere Ideas
- Bad tendency – everything is punishable, now matter how remote or trivial
- Holmes and Brandeis would punish if danger is imminent. Even mere ideas punishable b/c there is no time for counterspeech
- Dennis would punish express advocacy whether imminent or not under C&P Danger
- Brandenburg only punishes if imminent and express advocacy AND lawbreaking likely
- Seriousness is not part of Brandenburg, but Dennis cited favorably
- Since Brandenburg there have been no criminal syndicalism cases, but there have been civil suits for damages when people copy movies
- Usually likeliness established b/c it already happened
- Usually immediately after the movie
- Turns on whether there was advocacy of law violation
- Cynical view: The court always grants just enough protection to seem better than the past, but not enough to cover the case at hand (Stone)
- Threats and Provocation ( intro to concepts of low value speech)
- Threats
- Bridges v. CA (1941) – Conviction for threatening to cripple west coast w/ strike if court decision enforced against him is reversed using Clear and Present Danger
- Black uses C&P danger test (later condemns for being malleable)
- Substantive evil must be extremely serious and degree of imminence extremely high before utterances can be punished
- Arguments that speech should be punishable
- Respect for role of judiciary: censorship is no way to earn respect
- Influence on judicial decisions: Taking away impartiality is a serious concern, but judge knows he will be criticized – no influence
- Frankfurter argues for punishment if there is pressure on judiciary – like bad tendency
- Watts (1969) – Conviction for threatening President reversed b/c saying that first man he wants to shoot is LBJ is hyperbole
- LAW: True threats are excluded from 1st Amendment protection
- Virginia v. Black defined true threats: Communicates a serious expression of an intent to commit an act of unlawful violence to another (or group)
- Line drawing is difficult and many threats are protected: Public threats on matters of public concern tend to get protection
- When we place things outside of the 1st Amendment court must be careful not to put important things outside of the protection
- Provocation: Speech that Provokes Hostile Reaction
- Cantwell v. Conn. (1940) – Conviction of Jehovah’s Witnesses playing phonograph for statute prohibiting solicitation of funds and for common law breach of peace reversed
- Requirement of permit to solicit is rejected under free exercise of religion clause- very unusual, could have been eliminated as prior restraint
- Common law breach of peace application is overbroad b/c phonograph is peacefully saying that Pope is an agent of Satan
- Cites Thornhill which protects labor picketing against AL statute because statute would stop even peaceful quiet picketing
- Statute must be narrowly drawn to not interfere with core speech
- While record may be rude, polite people can persuade people of the error their ways even if based on their most deeply held beliefs
- Terminello v. Chicago (1949) – Conviction for giving speech that stirs protesting public to anger reversed under C&P danger b/c can’t restrict speech b/c ideas offend audience
- Feiner v. NY (1951) Court upholds conviction of Feiner when asked, told, and ordered to stop preaching before arrested - Not clear if arrested for C&P danger or breach of peace
- Black argues that policeman is to blame, Feiner should have every right to speak
- Law breaker is the person threatening violence
- Skokie controversy: Court invalidates injunction of Nazi march in Jewish neighborhood
- Should Nazi group should get as much protection as black civil rights group
- Does protecting one make a judgment as to which idea is better
- European approach – we have never been wrong in condemning hatred
- Test for provocation is Clear and Present Danger, but last hostile audience came before Brandenburg in 1969
- Fighting Words and Provocative Epithets
- Chaplinsky v. NH (1942) – Conviction of JW for calling a police officer a damned racketeer and a fascist under statute prohibiting offensive language that could incite violence upheld b/c the language was fighting words
- Fighting words are category of speech not protected under 1st Amendment
- Not protected b/c they inflict injury merely by being said and tend to incite breach of peace
- Fighting words are words that men of common intelligence would expect to incite breach of peace
- Don’t know if C&P danger b/c we don’t know how the person provoked feels or acts
- Gooding (1972) eviscerates this decision with facts very similar to Chaplinsky, suggesting that Chaplinsky’s words would be protected today
- Suggests that Fighting words are extremely small category
- Categorical balancing approach rather than case by case clear and present danger test
- Definitional problem in that we don’t know what fits into this category
- Fighting words are worthy of categorical exception b/c
- Likely to provoke average person to assault which fails C&P danger
- Doesn’t contribute to marketplace of ideas or self-governance
- Verbal assault is just intended to injure, like physical assault
- Fighting words today
- Chaplinsky never overruled, always implicitly accept Chaplinsky in dicta
- Today free speech doctrine is more robust, we expect more tolerance b/c of changing cultural norms – reject mid-century understanding of masculinity
- Broader arguments
- Many conventional ideas were once radical, we only progress by allowing them in market
- Supported by argument that we should be taught how to be tolerant
- Some ideas don’t contribute to debate, speech just intended to injure can be real offense that state can protect with tort law
- If no speech injury what happens to intentional infliction of emotional distress
- Difficult to extricate offensive components from those that offer something
- Expression that Discloses Confidential Information
- National Security: Pentagon Papers (1971) – Court rejects govt. application for injunction to stop NY Times and Wash Post from publishing policy papers about Vietnam war
- Wiretapping cases currently don’t allow injunctions for this reason
- Potential to stop publication of secrets w/o prior restraint
- Criminal punishment for those who publish classified documents
- Criminal punishment for those who leak information as govt. employees
- Free speech rights of govt. employees limited b/c of need for internal government confidentiality
- Privacy: Cox Comm. (1975) and Florida Star (1989) – Broadcaster cannot be held liable in damages for publishing rape victim’s name
- Private truthful info lawfully obtained by press can’t be punished if newsworthy
- Court defers to press interpretation of what is newsworthy
- Reluctance to second guess due to chilling effect
- Individuals need to rely on press for accurate public information
- Bartnicki (2001) – wiretapping law can’t be applied to stop broadcast of intercepted phone call even if radio knew it was acquired illegally
- Due Process: Nebraska Press v.