When you receive a Volume Submitter document that was processed using Relius Documents ASP, the last page of the document will be similar to the sample below.

If you modify your Volume Submitter Plan document, you are responsible for creating a Nature and Effect statement for the IRS. Please see the instructions/sample on page 2 (Corbel or PPD Prototype-Formatted Volume Submitter Plans) or page 3 (IDP Volume Submitter Plans).

If you need assistance or have any questions, please contact Relius Documents Support at (800-3267235.

Sample Volume Submitter Modifications page when no changes have been made.

<SPONSOR NAME** HERE> VOLUME SUBMITTER MODIFICATIONS

< EMPLOYER'S PLAN NAME HERE>

The enclosed Plan is being submitted for expedited review as a Volume Submitter Plan.

No modifications from the approved specimen plan have been made to this Plan.

**NOTE: For IDP Volume Submitter plans, SUNGARD is the sponsor.

Sample Volume Submitter Modifications pages when changes have been made.

For Corbel & PPD Prototype-Formatted Volume Submitter Plans, use the following:

<SPONSOR NAME>VOLUME SUBMITTER MODIFICATIONS

< EMPLOYER'S PLAN NAME HERE>

The enclosed Plan is being submitted for expedited review as a Volume Submitter Plan.

Certain modifications from the volume submitter plan have been made to this Adoption Agreement. In accordance with the IRS determination letter submission requirements, the location, nature and effect of these changes are listed below.

To facilitate your review of these changes, we have extracted from the Adoption Agreement the entire paragraph in which a change occurred. We have indicated the page number or the Section of the Adoption Agreement where the modified paragraph appears. The effect the change has on the Plan is listed below the paragraph.

THE FOLLOWING PARAGRAPH(S) HAS BEEN DELETED:

<Copy and paste the entire paragraph that contains your deletions>

<Type explanation regarding the deletion and page number>

THE FOLLOWING PARAGRAPH(S) HAS BEEN MODIFIED:

<Copy and paste the entire paragraph that contains your modifications>

<Type explanation regarding change and page number>

FOR IDP Volume Submitter Plans, use the following:

SUNGARD VOLUME SUBMITTER MODIFICATIONS

< EMPLOYER'S PLAN NAME HERE>

The enclosed Plan is being submitted for expedited review as a Volume Submitter Plan.

Certain modifications from the approved specimen plan have been made to this Plan. In accordance with the IRS submission requirements submission requirements, the location, and nature and effect of these changes are listed below.

To facilitate your review of these changes, we have extracted the entire paragraph in which a change occurred from the Plan document and listed it below. We have indicated the page number or the Section of the Plan document where the modified paragraph appears. The effect the change has on the Plan is listed below the paragraph.

THE FOLLOWING PARAGRAPH(S) HAS BEEN DELETED:

<Copy and paste the entire paragraph that contains your deletions>

<Type explanation regarding the deletion and page number>

THE FOLLOWING PARAGRAPH(S) HAS BEEN MODIFIED:

<Copy and paste the entire paragraph that contains your modifications>

<Type explanation regarding change and page number>