CPA CLIENT DISCLOSURE

We are pleased to have the opportunity to offer our valued clients comprehensive financial services through an alliance with LPL Financial and Northeast Planning Associates, Inc. Because it is important for us to maintain the high level of integrity you have come to know as a client of Name of CPA Firm, we would like to make sure you are aware of how services are provided through LPL Financial and Northeast Planning Associates, Inc.

While I may provide accounting services to you through Name of CPA Firm, these services are independent from the services I provide as a financial advisor with Northeast Planning Associates, Inc. and LPL Financial. By signing this disclosure statement, you acknowledge that you understand the following:

  • You will receive information orally and in writing regarding specific insurance and investment products and services.
  • I provide advisory, brokerage and insurance services as a representative of LPL Financial, a registered broker/dealer and investment advisor. I also provide financial planning services through Northeast Planning Associates, Inc., a registered investment advisor.
  • If you decide to purchase any of the financial products or advisory services that I present to you, I will receive fees and/or commissions from LPL Financial. If you decide to engage me for financial planning, I may be paid fees from Northeast Planning Associates, Inc.
  • You authorize me to use any of your tax return and other relevant financial information deemed necessary for the purpose of making financial, insurance and investment recommendations.
  • You understand that my accounting services are provided exclusively through Name of CPA Firm, and that LPL Financial and Northeast Planning Associates, Inc. are in no way responsible for the supervision of any services that have been or will be provided to you under Name of CPA Firm.

It is my intention to provide you with objective and appropriate financial advice. If at any time you have questions regarding our relationship or activities, please do not hesitate to call me at the telephone number listed below.

Acknowledged:

By:______By:______

Name of CPA

CPA Phone #

______

Date Date

By:______

______

Date

Securities offered through LPL financial, Member FINRA/SIPC. Financial Planning offered through Northeast Planning Associates, a Registered Investment Advisor. Northeast Planning Associates and Name of CPA Firm are separate entities from LPL Financial. 1-239301