Dun & Bradstreet

‘India’s Leading BFSI Companies & BFSI Awards 2017’

Questionnaire – Broking

Note:
(1) Kindly send the filled questionnaire by Feb 3, 2017
(2) Companies with annual total income of more than Rs 25 Crore on a stand-alone basis for FY16 are eligible for participation
(3) It is mandatory to attach a copy of the annual report/ audited financial statements for FY16. Please attach other documents/information supporting the data
(4) Financial information should be provided on a stand-alone basis
(5) Questions marked with (*) are mandatory and necessary for inclusion in the publication. Questionnaires will be considered incomplete and such companies will not be eligible for profiling if the mandatory questions are unanswered
  1. *Company’s Basic Information

Registered Name:______Year of Establishment: ______

Registered Address:______

______

Tel: ______Fax: ______

Website: ______Corporate Email: ______

  1. *Senior Management

Name: ______Designation ______

Name: ______Designation ______

  1. *Type of Ownership

 Private Limited  Public Limited  MNCs  Joint Venture  Others please specify:______

  1. Which market segments does your standalone company operate in(Please tick whichever is applicable)

Equity cash marketEquity derivativesCommodityDebtCurrency futures

  1. Size & Reach on standalone basis

(For year ending other than March 31, 2016, please provide the corresponding annual figures along with the year end. The Financial year corresponding should not be beyond June 30, 2016. Also please provide a copy of the AR)

Particulars / FY16 / FY15
*Total Income (Rs Crore)
*Net Profit (Rs Crore)
*Total number of Terminals
Total number of Sub-brokers
No.of equity broking terminals allocated to sub-brokers
Total number of employees
Number of cities present
Total number of offices
Total number of client accounts
No. of e-broking accounts (Of the total client accounts)
Income generated by e-broking accounts (Rs Crore)

6 a. Reach - Clients Served

 Retail High Net worth Individuals  Corporate Others please specify ______

6 b. Access - Regions

 Northern India Eastern India Western India Southern India  Pan India

 International, please specify major locations______

7. Kindly chose any one best option for -

How well prepared is the BFSI sector to handle the transformation from a cash based economy to a cash less economy? /
  • Very well prepared
  • Well prepared but need to do more
  • Not at all prepared

How robust is the BFSI sector’s technology architecture to provide services to an omni channel customer of today? /
  • Very robust
  • Robust but need to do more
  • Not at all robust

Will FinTech companies help in closing the gap between BFSI sector and the last mile of financial inclusion? /
  • Yes
  • No
  • Maybe

In the current scenario, what is the level of application of big data and analytics in the BFSI sector? /
  • High level of application
  • Moderate level of application
  • Low level of application

Going forward, is the BFSI sector technologically equipped to handle emerging technologies such as block chain technology, artificial intelligence, M2M, Internet of Things etc. /
  • Yes
  • No
  • Yes but lot more needs to be done

How well prepared is the BFSI sector to defend against cyber threats? /
  • Very secured
  • Sufficiently secured but need to do more
  • Insufficiently secured

Name of Respondent: ______

Designation of Respondent: ______

Date: ______Signature: ______

Contact No: ______Email: ______

Please send the completed questionnaire to:
Contact Person: Agnel Peter / Yogesh Jambhale
Dun & Bradstreet Information Services India Pvt. Ltd, ICC Chambers II, 2nd Floor, Near Saki Vihar Telephone Exchange,
Saki Vihar Road, Powai, Mumbai – 400072, Maharashtra.
Phone: 022 – 66801340/348; Fax: 022 - 28476282
Email: /
Website:
The questionnaire is designed to elicit information for forthcoming publication titled ‘India’s Leading BFSI Companies 2017’, and will be used only for this purpose.

‘India’s Leading BFSI Companies 2017’ 1