Manual of Operations Version 3.0

05/7/2012

MEDAMACS Data Dictionary – Page 1 of 79

2.0Data DictionaryPage

2.1 Screening Log 2

2.2 Demographic Form 4

2.3 Clinical Enrollment Form 6

2.4 Events/Outcomes21

2.5 1 mth/1yr/2yr Follow-up Form23

2.6 6 mth/18 mth Phone Interview Form36

2.7 Rehospitalization Form44

2.8Patient Registry Status Form47

2.9Death form48

2.10Adverse Events

Major Events

Infection49

Neurological Dysfunction50

Bleeding53

2.11Quality of Life58

EuroQoL (EQ-5D/3L)61

Kansas City Cardiomyopathy Questionnaire65

(KCCQ)

VAD Survey75

2.12Seattle Heart Failure

2.1Screening Log

Inclusion: Patient must meet all inclusion criteria:(You must answer all questions)

□ Patient did not sign the informed consent. Select reason(s) why patient was not

consented:

□ Too sick

□ Missed opportunity to consent

□ Patient refused

□ Patient is unable to communicate in English

□ Has the patient had a diagnosis of heart failure or typical symptoms for more than 12 months? Yes/No

□Did the patient have at least 1 hospitalization for heart failure in the previous 12 months? Yes/No

□Does the patient have moderate or severe functional limitation, NYHA Class III or IV symptoms, for at least 45 of the last 60 days. Yes/No

□Has the patient been on oral medical therapy for heart failure for at least 3 months or has documented intolerance? Medications include beta blockers, ACE-inhibitors/ARBs and aldosterone antagonists.

□ Are the results of the patient’s most recent LVEF ≤ 35? Yes/No

□ Is the patient between 18 and 80 years old? Yes/No

□Does the patient have at least oneof the following high risk feature of heart failure? Yes/No

□ An additional unplanned hospitalization for heart failure in the last 12 months, for a total of ≥2 hospitalizations, or

□ Peak oxygen update (VO2) ≤16ml/kg/min for men, or ≤14ml/kg/min for women, or <55% of age- and sex-predicted using the Wasserman equation, or

□ 6 minute walk distance <300 meters without non-cardiac limitation, or

□ Serum BNP >1000 ng/ml

□ Seattle Heart Failure Model Score >1.5(Please calculate the SHF score at: enter the One Year Survival Score

If the patient meets all of the inclusion criteria and none of the exclusion criteria then this patient is enrolled in MEDAMACS and you will be directed to the patient Demographic form.

Exclusion: Any exclusion will disqualify the patient for entry into MEDAMACS:

If patient meets ANY exclusion criteria then check any of the appropriate exclusion reason below (check all that apply):

□Is the patient older than 80 or younger than 18 years old? Yes/No

□Does the patient have intravenous inotropic therapy current or planned? Yes/No

□Does the patient currently have an active listing for heart transplantation? Yes/No

□ Is cardiac surgery anticipated for the patient during this admission? Yes/No

□ Does the patient have a wide QRS (>120msec) and planned biventricular pacemaker (CRT) implant, or biventricular pacemaker (CRT) within the past 90 days? Yes/No

□ Is the patient’s primary functional limitation from a non-cardiac diagnosis? Yes/No

□ Is a non-cardiac diagnosis expected to limit the patient’s 2-year life expectancy? Yes/No

□ Is the patient on chronic hemodialysis or peritoneal dialysis? Yes/No

□ Does the patient have a history of cardiac amyloidosis? Yes/No

□ Does the patient have obvious anatomical or other major contraindication to any cardiac surgery in the future? (e.g. previous pneumonectomy, advanced connective tissue disease) Yes/No

□ Patient is incarcerated (prisoner) Yes/No

2.2Demographics Form

The patient Demographics Form.

Firstname: Enter the patient's first name.

MI (Middle Initial):Enter thepatient's middle initial.

Lastname: Enter thepatient's last name.

SSN: Enter the last 5 digits of the patient's social security if patient has been issued an SSN. If the social security number isnot available, enter 12345.

Date of birth: Enter the patient's date of birth in MMDDYYYY format.

Gender: Click in the appropriate circle to indicate the implant patient's gender. Male, Female, Unknown

Ethnicity: Hispanic or Latino: Select Yes or No

Race: Enter all race choices that apply from the list below:

American Indian or Alaska Native

Asian

African-American or Black

Hawaiian or Other Pacific Islander

White

Unknown/Undisclosed

Other/none of the above

Demographics Form

Marital status: Enter patient’s current marital status from the list below:

Single

Married

Domestic Partners

Divorced/Separated

Widowed

Unknown

Highest education level: Enter patient’s current highest education level from the list below:

None

Grade School (0-8)

High School (9-12)

Attended College/Technical School

Associate/Bachelor Degree

Post-College Graduate Degree

N/A (< 5 yrs old)

Unknown

Working for income: Select Yes if the patient is currently working for income or attending school. If not, select No. If Unknown, select Unknown.

If Yes, select one of the following:

Working Full Time

Working Part Time due to Demands of Treatment

Working Part Time due to Disability

Working Part Time due to Insurance Conflict

Working Part Time due to Inability to Find Full Time Work

Working Part Time due to Patient Choice

Working Part Time Reason Unknown

Working, Part Time vs. Full Time Unknown

If No, select reason patient is not working from one of the following:

Disability

Demands of Treatment

Insurance Conflict

Inabiity to Find Work

Patient Choice - Homemaker

Patient Choice - Student Full Time/Part Time

Patient Choice - Retired

Patient Choice - Other

Not Applicable - Hospitalized

Unknown

2.3Clinical Form-Enrollment

Date of Visit: MM/DD/YYYY

Height: Enter the height of the patient in inches or centimeters. The height must fall between 10 and 80inches or 25 and 203 centimeters. ST(status)=Unknown

Weight: Enter the weight of the patient in the appropriate space, in pounds or kilograms. The weight must fall between 5 and 450 pounds or 2 and 205 kilograms. ST(status)=Unknown

Blood Type: Select the patient's blood type. O, A, B, AB, Unknown,

Current Status Select the patient’s location at time of consent

Inpatient/Outpatient

Length of time followed by Program:

<1 month

1-12 months

1-5 years

>5 years

Referral Source:

Please report the type of health professional who initiated referral to your practice:

Cardiologist

Cardiac surgeon

Internist

Other

Unknown

Prior Heart Transplant Evaluation: Yes/No

If Yes, Evaluation Outcome: accept, reject, defer

Prior DT (Destination Therapy) VAD Evaluation: Yes/No

If Yes, Evaluation Outcome: accept, reject, defer

Please check any condition below that is a co-morbidity and/or concernfor patient treatment or contraindication for transplant.

Checking any of these contraindications/co-morbidities/concerns does not necessarily mean that a condition is a contraindication or concern for the patient. No specific thresholds are provided for these concerns or contraindications. They should represent the results of formal discussion with the medical and surgical transplant teamIf there are no contraindications or concerns specified then select None.

Clinical Form-Enrollment

If so, limitation for

Comorbid ConcernsIs condition present? transplantlisting/VAD?

Overall status:

Advanced age Yes/NoYes/No

Frailty Yes/NoYes/No

Musculoskeletal limitationsYes/NoYes/No

Contraindication to immunotherapyYes/NoYes/No

AllosensitizationYes/NoYes/No

Renal dysfunctionYes/NoYes/No

Cardiothoracic issues:

History of symptomatic ventricular tachycardia or

defibrillator shocksYes/NoYes/No

Pulmonary diseaseYes/NoYes/No

Pulmonary hypertensionYes/NoYes/No

Recent pulmonary embolusYes/NoYes/No

History of atrial arrhythmiaYes/NoYes/No

Mediastinal RadiationYes/NoYes/No

More than one prior sternotomy

Thoracic aortic diseaseYes/NoYes/No

Nutritional/GI:

Large BMIYes/NoYes/No

Severe diabetesYes/NoYes/No

Malnutrition/cachexiaYes/NoYes/No

History of GI ulcersYes/NoYes/No

History of hepatitisYes/NoYes/No

Vascular issues:

Heparin-induced thrombocytopeniaYes/NoYes/No

Chronic coagulopathyYes/NoYes/No

Major strokeYes/NoYes/No

Other cerebrovascular diseaseYes/NoYes/No

Peripheral vascular diseaseYes/NoYes/No

Oncology//infectious:

History of solid organ cancerYes/NoYes/No

History of lymphoma, leukemiaYes/NoYes/No

History of HumanImmunodeficiency Virus or AIDS Yes/No Yes/No

Risk of recurrent infectionYes/NoYes/No

Current InfectionYes/NoYes/No

Clinical Form-Enrollment

Psychosocial issues:

Limited cognition/understandingYes/NoYes/No

Limited social supportYes/NoYes/No

Repeated non-complianceYes/NoYes/No

History of illicit drug useYes/NoYes/No

History of alcohol abuseYes/NoYes/No

Narcotic dependenceYes/NoYes/No

History of smokingYes/NoYes/No

Currently smokingYes/NoYes/No

Severe depressionYes/NoYes/No

Other major psychiatricdisorderYes/NoYes/No

Other co-morbidity: (specify)Yes/NoYes/No

Number of cardiac hospitalizations in the last 12 months:

(choose one of the following)

0, 1, 2, 3, 4 or more, unknown

Date of first heart failurediagnosis: The length of time that the patienthad symptoms or a diagnosis of heart failure. (Month/Year). : MM/YYYY

Clinical Form-Enrollment

Cardiac diagnosis/primary: Check oneprimary reason for cardiac dysfunction (See drop down list).

Cancer

Congenital Heart Disease

Coronary Artery Disease

Dilated Myopathy: Adriamycin

Dilated Myopathy: Alcoholic

Dilated Myopathy: Familial

Dilated Myopathy: Idiopathic

Dilated Myopathy: Ischemic

Dilated Myopathy: Myocarditis

Dilated Myopathy: Other Specify

Dilated Myopathy: Post Partum

Dilated Myopathy: Viral

Hypertrophic cardiomyopathy

Sarcoidosis

Other

Congenital Heart Disease

Complete AV Septal Defect VSD/ASD

Congenitally Corrected TranspositionVSD/ASD Other, spec

Ebstein’s AnamolyKawasaki Disease

Hypoplastic Left HeartOther, specify

Left Heart Valvar/Structural HypoplasiaUnknown

Pulmonary Atresia with IVS

Single Ventricle

TF/TOF variant

Transposition of the Great Arteries

Truncus Arteriosus

Clinical Form-Enrollment

Previous cardiac operation: Check all cardiac operations that the patient has hadIf Other, specify is selected, type in the specification in the block provided.

None

CABG

Aneurysmectomy (DOR)

Aortic Valve replacement / repair

Mitral valve replacement / repair

Triscuspid replacement /repair

Congenital cardiac surgery

Other, specify(Include ONLY operations actually performed on heart or great vessels)

Number of Previous Cardiac Operations:_____(Enter total number)

_Clinical Events and Interventionsat Baseline, select all events that apply.

Diabetes

Home oxygen

Previous renal replacement

Any Dialysis

Any Ultrafiltration

Recent Intubation (within 6mths)

Recent intraaortic counterpulsation (within 6 mths)

Physical Exam

INTERMACS®Patient ProfileSelect one. These profiles will provide a general clinical description of the patients Patients who meet MedaMACS entry criteria must fall in INTERMACS Patient Profiles 4-7.

INTERMACS® 4:Resting symptoms describes a patient who is at home on oral therapy but frequently has symptoms of congestion at rest or with ADL. He or she may have orthopnea, shortness of breath during ADLsuch as dressing or bathing, gastrointestinal symptoms (abdominal discomfort, nausea, poor appetite), disabling ascites or severe lower extremity edema. This patient should be carefully considered for more intensive management and surveillance programs, by which some may be recognized to have poor compliance that would compromise outcomes with any therapy. This patient can have modifiers A and/or FF.

INTERMACS® 5: Exertion Intolerant describes a patient who is comfortable at rest but unable to engage in any activity, living predominantly within the house or housebound. This patient has no congestive symptoms, but may have chronically elevated volume

Clinical Form-Enrollment

status, frequently with renal dysfunction, and may be characterized as exercise intolerant. This patient can have modifiers A and/or FF.

INTERMACS® 6: Exertion Limitedalso describes a patient who is comfortable at rest without evidence of fluid overload, but who is able to do some mild activity. Activities of daily living are comfortable and minor activities outside the home such as visiting friends or going to a restaurant can be performed, but fatigue results within a few minutes or any meaningful physical exertion. This patient has occasional episodes of worsening symptoms and is likely to have had a hospitalization for heart failure within the past year. This patient can have modifiers A and/or FF.

INTERMACS® 7:Advanced NYHA Class 3 describes a patient who is clinically stable with a reasonable level of comfortable activity, despite history of previous decompensation that is not recent. This patient is usually able to walk more than a block. Any decompensation requiring intravenous diuretics or hospitalization within the previous month should make this person a Patient Profile 6 or lower. This patient may have a modifier A only.

MODIFIERS of the INTERMACS® Patient Profiles:

A - Arrhythmia. This modifier can modify any profile. Recurrent ventricular tachyarrhythmias that have recently contributed substantially to the overall clinical course. This includes frequent shocks from ICD or requirement for external defibrillator, usually more than twice weekly.

FF – Frequent Flyer. This modifier is designed for Patient Profiles 4, 5, and 6. This modifier can modify Patient Profile 3 if usually at home (frequent admission would require escalation from

Patient Profile 7 to Patient Profile 6 or worse). Frequent Flyer is designated for a patient requiring frequent emergency visits or hospitalizations for intravenous diuretics, ultrafiltration, or brief inotropic therapy. Frequent would generally be at least two emergency visits/admissions in thepast 3 months or 3 times in the past 6 months. Note: if admissions are triggered by tachyarrhythmias or ICD shocks then the modifier to be applied to would be A, not FF.

NYHA Class: New York Heart Association Class for heart failure:

Class I:No limitation of physical activity; physical activity does not cause fatigue, palpitation or shortness of breath.

Class II:Slight limitation of physical activity; comfortable at rest, butordinaryphysical activity results in fatigue, palpitations or shortness of breath.

Class IIIA:Marked limitation of physical activity; comfortable at rest, butless than ordinary activity causes fatigue, palpitation or shortness of breath.

Class IIIB: Marked limitation of physical activity, with recent resting dyspnea.

Class IV:Unable to carry onminimalphysical activity without discomfort;symptoms may be present at rest.

Unknown

Clinical Form-Enrollment

General Hemodynamics

Heart rate: Beats per minute. ST= Unknown or not done.

Systolic bp: mmHg (millimeters of mercury) should be determined from auscultation or arterial line if necessary. ST= Unknown or not done.

Diastolic bp: mmHg (millimeters of mercury) should be determined from auscultation or arterial line if necessary. ST= Unknown or not done.

Jugular Venous Pressure: CM:_____UNK or Not Done

S3 gallop:Present or Absent? UNK or Not Done

S4 gallop: Present or Absent? UNK or Not Done

Peripheral edema:Choose the most applicable

NONE

1+

2+

>3+

Ascites:Yes, No or Unknown. This is in the clinicians’ best judgment, as it is sometimes difficult to tell whether abdominal protuberance is fluid or adipose tissue.

Hepatomegaly:Present, Absent or Unknown. This is in the clinicians’ best judgement.

ECG Rhythm:(cardiac rhythm):Select one of the following. If Other, specify is selected, type in the specification in the block provided.

Sinus

Atrial fibrillation

Atrial flutter

Paced (choose one)

Atrial pacing

Ventricular pacing

Atrial and ventricular pacing

Not done

Other, specify

Unknown

Clinical Form-Enrollment

QRS duration (Please enter in milliseconds):______

ECHOCARDIOOGRAPHY

(Within 30 days of baseline visit)

Date:MM/DD/YYYY

Left Ventricular (LV) Ejection fraction: Enter %_____

ST=Not Recorded or Not Documented

LVEDD:Left ventricular end-diastolic dimension in centimeters. ____cm

ST=Not Recorded or Not Documented

Mitral regurgitation:Mitral regurgitation should be recorded on a qualitative scale (if ‘trivial’ then assign as mild). Moderate-severe would be recorded as “severe”.

0 (none)

1 (mild)

2 (moderate)

3 (severe)

Not Recorded or Not Documented

Tricuspid regurgitation:Tricuspid regurgitation should be recorded on a qualitative scale (if ‘trivial’ then assign as mild). Moderate-severe would be recorded as “severe”.

0 (none)

1 (mild)

2 (moderate)

3 (severe)

Not Recorded or Not Documented

Aorticinsufficiency:Aortic regurgitation should be recorded on a qualitative scale (if ‘trivial’ then assign as mild). Moderate-severe would be recorded as “severe”.

0 (none)

1 (mild)

2 (moderate)

3(severe)

Not Recorded or Not Documented

Aortic Stenosis: Aortic regurgitation should be recorded on a qualitative scale (if ‘trivial’ then assign as mild). Moderate-severe would be recorded as “severe”.

0 (none)

Clinical Form-Enrollment

1 (mild)

2 (moderate)

3 (severe)

Not Recorded or Not Documented

Inferior Vena Cava Dilated: Yes/No

Inferior Vena Cava Respiration Variation:

Yes

Blunted

None

Right ventricular (RV) Indices:

RV Function: Is generally NOT measured in numbers, as it is difficult to quantify. It may be described as “right ventricular function” or “right ventricular contractility”. “Mild impairment, mildly reduced, or mild decrease” would all be characterized as “mild”. Again, mild-moderate would be recorded as moderate, and moderate-severe would be recorded as “severe”.

Qualitative RV Function:Choose One

Normal

Mild

Moderate

Severe

ST=Not Recorded or Not Documented

Qualitative RV Size: Is generally NOT measured in numbers, as it is difficult to quantify. It may be described as “right ventricular function” or “right ventricular contractility”. “Mild impairment, mildly reduced, or mild decrease” would all be characterized as “mild”. Again, mild-moderate would be recorded as moderate, and moderate-severe would be recorded as “severe”.

Qualitative RV Size:

Normal

Mild

Moderate

Severe

ST=Not Recorded or Not Documented

Maximum mid RV dimension in centimeters. ____cm

ST=Not Recorded or Not Documented

Tricuspid annular plane excursion in millimeters.____mm

ST=Not Recorded or Not Documented

Tricuspid regurgitant velocity in millimeters per second.____mmper sec

ST=Not Recorded or Not Documented

Clinical Form-Enrollment

RIGHT HEART CATHETERIZATION ELEMENTS

(Must be within 6 months of baseline visit)

Date:MM/DD/YYYY

Therapies at RHC:

No IV:

IV:

IABP:

None:

Unknown:

Systolic Blood Pressure: Systolic bp: mmHg (millimeters of mercury) should be determined from auscultation or arterial line if necessary. ST= Unknown or not done.

Diastolic bp: mmHg (millimeters of mercury) should be determined from auscultation or arterial line if necessary. ST= Unknown or not done.

Heart Rate: Enter beats per minute. ST=Unknown and Not Done

Pulmonary artery systolic pressure:This may be abbreviated PAS or pulmonary pressures. mmHg (millimeters of mercury).

ST= Unknown and Not Done.

Pulmonary artery diastolic pressure:This may be abbreviated PAD or pulmonary pressures. mmHg (millimeters of mercury).

ST= Unknown and Not Done.